At the time this article was
written Christopher Dunn was a Professor in the Department of Political Science
at Memorial university in Newfoundland
Executive dominance has long
been a fact of life for provincial legislatures. This paper investigates areas
of legislative strength and weakness in the light of a modified theory of
responsible government. Concentrating especially on the use of committees and
the business of Supply it finds certain reforms that bear investigation by
other provinces. These are: committee examination of bills (with public input),
greatly expanded committee terms of reference, a central legislative focus for
overview of the public corporation and regulatory sectors, an economic and
fiscal review committee of the legislature, and unlimited time for legislative
debate of Estimates.
Provincial cabinets have, generally
speaking, enjoyed a measure of predominance and control over their legislatures
which exceeds that found in Ottawa. There are four reasons for this. One is the
comparatively small size of most provincial legislatures. Opposition parties
face a serious manpower problem in finding competent critics for the full
spectrum of government policies and actions. This problem is enhanced by the
high rate of turnover in provincial legislatures, especially in the West, (see
Table 1) by the recurrence of "landslide" electoral victories and
large majorities and by the growing size of provincial cabinets relative to the
size of the legislative assemblies. A second reason for provincial executive
dominance is the workload of provincial legislatures which tends to be shorter
than sessions of the House of Commons. One result is that part-time legislators
confront full-time governments. A third reason is the small size and
selectivity of provincial legislative press galleries. The focus of media
coverage tends to be on governments rather than on oppositions and on policy
announcements rather than on debates, tendencies which are enhanced by the
shortness of legislative sessions. A fourth reason is the tendency toward
"executive federalism". Legislatures have been left in the position
of debating important decisions reached at federal-provincial or
inter-provincial conferences which could not be conveniently modified and often
cannot be retracted without considerable embarrassment.
Growing executive dominance carries
with it disturbing implications for Canadian politics. Canadian parliamentary
government is structured on the operative constitutional theory of
representative and responsible government. Citizens elect members to represent
them in the legislature, and the efficient executive (cabinet) is directly responsible
to the legislature (and thus indirectly to the public). If the House loses
confidence in the executive, so the theory goes, the legislature can support a
new ministry or a general election can be imposed, the choice of which is to be
decided by the Lieutenant-Governor.
|
Number and Percentage of Newly Elected Members in Federal and
Provincial Legislatures, by General Election 1981-1989
|
|
House
|
Nfld
|
PEI
|
NS
|
NB
|
Que
|
Ont
|
Mn
|
Sask
|
Alta
|
BC
|
1981
|
|
|
|
9/52
17%
|
|
43/122
35%
|
28/125
22%
|
24/57
42%
|
|
|
|
1982
|
|
10/52
19%
|
6/32
19%
|
|
16/58
28%
|
|
|
|
36/64
59%
|
19/79
24%
|
|
1983
|
|
|
|
|
|
|
|
|
|
|
12/57
21%
|
1984
|
128/282
45%
|
|
|
14/52
27%
|
|
|
|
|
|
|
|
1985
|
|
14/52
27%
|
|
|
|
64/122
53%
|
39/125
31%
|
|
|
|
|
1986
|
|
|
9/32
28%
|
|
|
|
|
18/57
32%
|
21/64
33%
|
41/83
49%
|
36/69
52%
|
1987
|
|
|
|
|
37/58
64%
|
|
49/130
38%
|
|
|
|
|
1988
|
127/295
43%
|
|
|
19/52
37%
|
|
|
|
22/57
39%
|
|
|
|
1989
|
|
24/52
46%
|
8/32
25%
|
34/125
27%
|
|
|
|
|
|
21/83
25%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Source: For most
provinces and house of Commons see Canadian Legislatures: The Comparative
Study, 1981-1988
|
Generally, however, responsible
government manifests itself in less dramatic ways. It has also been interpreted
so as to imply the necessity for the Government of the day to allow sufficient
legislative opportunities for scrutiny and debate, to respond to criticism and
to disclose enough information to keep legislators and the public apprised of
vital functions in government.1 The "legislative
implications" of responsible government have in addition been interpreted
to include measures that allow legislative influence on, but not direct
participation in public policy-making: measures such as disclosure of executive
plans and priorities, strengthened legislative committees, and those "that
otherwise give the legislature the power to check the freedom of movement of
the executive, without checkmating it".2 To the extent that
these supplemental measures of disclosure, influence and restraint are not
honoured, executive dominance holds sway, responsible government is harmed and
legislatures drift further away from the accountability or
"answerability" which is the hallmark of healthy government.
Disclosure, influence and restraint
are of central importance in the subtopics considered in this paper, namely
referrals to committees, the independence of committees, overview by functional
committees and the legislative power to withhold supply. The recent case of New
Brunswick is given special attention.
The question of executive dominance
has arisen in several recent task forces or committees including The Report of
the Royal Commission on Financial Management and Accountability (Lambert
Report), 1979; the federal position paper The Reform of Parliament,
1979; the various reports of the House of Commons Special Committee on Standing
Orders and Procedures, 1982-1984; Reform of the Senate: A Discussion Paper,
issued in 1983 by Minister of Justice Mark MacGuigan; the Report of the
Special Committee on Reform of the House of Commons (McGrath Report), 1985;
and several others as well. All have agreed on the need to reinforce the
centrality of the legislature in the governmental system.
There have also been important
provincial initiatives of a high-profile nature. A Royal Commission headed by
Dalton Camp studied the Ontario Legislature and in a number of reports proposed
measures to halt its decline; these later were examined by the Morrow Select
Committee. Ultimately there were changes in the Standing Orders (rules of the
legislature) in 1976 and 1978. The Standing Committee on Procedural Affairs and
Agencies, Boards and Commissions studied the Ontario Legislative Assembly's
standing orders and procedures for over half a decade. It made recommendations
in its fourth report (in 1985) which led to changes in the standing orders in
1986. The "Liberal-NDP Pact" of May 1985 among other things called
for several reforms and reviews aimed at strengthening the role of the
backbencher, the committees and the public in the Ontario legislative process.
In Nova Scotia, the Special Committee on Rules and Procedures of the House of
Assembly was established in 1982 with a wide-ranging mandate to study the
Assembly's rules, facilities and administration. The Special Committee took
special care to invite input from the public on reform of the rules and, as
much as possible, to conduct its deliberations in public view. To date it has
tabled three interim reports and has begun a process of changing Estimates and
Committee procedures.
The record in other provinces is
mixed. To be sure, revisions of the rules of the legislature take place at
regular intervals but these tend to be "in-house" efforts the knowledge
of which is available only to intrepid researchers. Saskatchewan and British
Columbia have published required reports of reform documents: in Saskatchewan
the Reports of the Special Committee on Rules and Procedures, and in
British Columbia the reports issued under the authority of the Legislative
Procedure Review Act. In February 1985 the British Columbia Legislative
Assembly adopted a wide range of amendments to its Standing Orders which had
been unanimously recommended by its Select Standing Committee on Standing
Orders and Private Bills. These were the first major revisions in over fifty
years. Premier Levesque of Quebec commissioned a study by one member, Denis
Vaugeois, in 1982 (The National Assembly in Evolution) which in turn led
to the National Assembly adopting new rules in March of 1984. Made permanent in
the Standing Orders adopted April 16, 1985, the new rules provided an unusually
wide mandate for each committee. These efforts, impressive as they were, could
have been made even better if they had been premised on high-profile public
involvement efforts.
The Use of Legislative
Committees
Heightened use of legislative
committees holds promise for strengthening responsible government as we have defined
it. It provides for a number of venues where the Government must explain and
defend its actions and thus allows a degree of oversight perhaps not available
in the assembly itself. Some may argue that the combination of relatively short
provincial legislative sessions, light legislative loads and the generally
insufficient number of members makes dependence on committees unrealistic.
However, E. George MacMinn, the Deputy Clerk of British Columbia's Assembly,
has argued that a well designed committee system as a number of important
benefits. It brings parliament closer to the people; minimizes the adversarial
system and promotes earnest examination of legislation; facilitates detailed
consideration of legislation and estimates; permits examination of witnesses
when necessary; enables simultaneous proceedings; and brings bureaucrats and
legislators together and may promote "bureaucratic responsibility".
An argument against using
committees is an argument for allowing a vast array of government activity to
go unexamined; some role for committees must be charted. A number of reforms
are possible to strengthen committees:
Referral of bills or policy
questions to committees.
Since the late sixties in the federal House of Commons there has been automatic
referral of all bills to standing committees with the hope that expert
committees will achieve valuable technical overview of the bills. Special
committees were used for investigation of broad policy areas, but since
standing committees could also perform this role, the number of special
committees was not high. Introduced in the Standing Orders of 1986 were
provisions for three types of committees, namely standing, special and
legislative. Standing committees will no longer review bills but will
continue as in the past to review departmental estimates and to perform special
investigations. Added to their duties and powers will be review of relevant
departmental statute law, policy objectives, program effectiveness,
regulations, as well as scrutiny of order-in-council appointments and the
ability to launch independent investigations (whereas previously the terms of
reference for investigations were established by the Government). Special
committees are those chosen to study an issue, with their existence limited
to the duration of the study or else to the end of the session. Legislative
committees are structured to review specific bills and legislation and
cease to exist with the submission of reports. In 1986 there were twenty-four
standing committees. The number of legislative committees is of course
dependent on the legislative workload of the House.3
The provinces do not have the same
degree of specialization in legislative committees; most rely principally on
"standing" committees. Fleming explains the nomenclature of
provincial committees:
Each province tends to use its own
nomenclature when referring to Committees, i.e. Quebec simply uses the term
"Committee" for what is in effect a "Standing" Committee,
whereas most other provinces use "Standing Committee". British
Columbia uses the term "Select" Standing Committee in connection with
all its permanent committees; in addition, it strikes "Special"
Committees. Whatever the terminology, it may be taken for granted that almost
all committees are permanent, the exception usually being "Special"
Committees struck to examine particular matters relating to the Legislative
Assembly, or "Select" Committees which tend to look at critical areas
which have developed in the country [or] a province that should be examined from
a non-partisan governmental perspective.4
The reader will find in Table 2 a
compilation of the various types of committees to be found in the federal House
of Commons and provincial legislatures.
Whatever the terminology, many
provincial legislatures do not refer bills to legislative committees. Partly
this stems from a historical reluctance to dilute the focus on the Legislature
itself. In small legislatures like that of Prince Edward Island, it is a
question of the unexceptional nature of most bills; most are dealt with
adequately enough in the PEI Committee of the Whole, with only bills of import
sent to standing or select committees.
However, there are exceptions to
this pattern of non-referral. In Manitoba standing committees both review bills
and receive input from the public, which by long-standing Manitoba tradition
may speak to any bill. Generally the eleven-member Law Amendments Committee is
the favoured forum for public input since it deals with most legislation
(although some legislation is referred to five other standing committees as
well). The Manitoba system seems preferable, with regard to both the depth of
legislative oversight and the degree of public involvement in business of
legislation. Fleming's figures show that Manitoba committees had a higher and
more consistent level of citizen input in the early Nineteen-eighties than did
those of most western provinces. New Brunswick, Ontario and Quebec also follow
the practice of considering bills in Committee. Between 1965 and 1985 there were
more than 185 interventions per year before permanent or special committees in
Quebec.5
|
Number of Standing and Select Committees
House of Commons and Provincial Legislatures
1981-1987
|
|
House
|
Nfld
|
PEI
|
NS
|
NB
|
Que
|
Ont
|
Mn
|
Sask
|
Alta
|
BC
|
1981
ST
SE
|
20
9
|
6
4
|
12
0
|
15
5
|
11
6
|
25
2
|
8
3
|
11
0
|
12
3
|
8
5
|
8
0
|
1982
ST
SE
|
24
4
|
6
4
|
12
0
|
15
5
|
11
5
|
25
2
|
8
1
|
11
0
|
10
1
|
8
5
|
9
0
|
1983
ST
SE
|
24
7
|
4
4
|
9
3
|
15
3
|
11
5
|
9
0
|
8
1
|
11
0
|
10
1
|
7
2
|
9
1
|
1984
ST
SE
|
21
|
4
3
|
9
0
|
15
3
|
7
5
|
9
0
|
8
1
|
11
0
|
10
1
|
7
1
|
9
0
|
1985
ST
SE
|
21
|
4
3
|
9
0
|
15
3
|
9
5
|
9
0
|
9
4
|
11
0
|
10
1
|
8
2
|
9
1
|
1986
ST
SE
|
28
|
4
0
|
9
1
|
15
3
|
9
5
|
9
0
|
10
2
|
11
0
|
10
1
|
9
0
|
NA
1
|
1987
ST
SE
|
28
1 joint
|
4
1 special
|
9
0
|
9
1
|
9
1 select
2 special
|
9
0
|
10
1
|
11
0
|
10
2
|
7
1 special
|
10
1 special
|
Key: ST is number
of Standing Committees and SE is number of Select Committees. Source: Canadian
Legislatures, The Comparative Studies 1981-1988.
|
In June 1989 Newfoundland
authorized an experiment whereby some government bills would be referred to one
of three five-member "review committees" of the House of Assembly.
Able to meet even when the House is not in session, the committees are actively
seeking public input. The aim is to reverse an historical pattern of rushing
bills through the House with little advance notice to the media or to the
public. Other reforms may follow from the work of a House Committee on reform
of legislative rules which was established in November of 1989.
Standing committee independence: a measure of independence for standing
committees is desirable if legislatures are to be strengthened and
accountability obtained. Indices of committee independence include the degree
of flexibility in the committees' terms of reference and the resources allowed
to fulfil these terms of reference.
The 1986 alterations to the federal
House of Commons Standing Orders have significantly aided committee
independence. Standing committees may now commence independent investigations
as they deem fit on the mandate, management, organization or operation of the
department(s) assigned to them by the House. The Government must table a
comprehensive response to the report of a standing or special committee within
120 days. To further aid independence, committee members have a degree of
tenure, with membership to continue from session to session within a Parliament
during a given year (but terminating in the last sitting day of the year).
Standing, special and legislative committees may obtain expert staff as deemed
necessary and the Board of Internal Economy will approve budgets for committee
expenses.
On March 13, 1984 the Quebec
National Assembly was the first to adopt reforms that gave its nine committees
(plus one subcommittee) a significant degree of independence in execution,
planning and investigations. The amended Standing Orders provided an unusually
wide mandate for each committee, allowing it to consider bills, review
estimates, supervise public bodies, control delegated legislation and examine
other matters relative to departments assigned to its direct supervision. The
committees were each given one secretary and one support staff and the power to
launch independent investigations. When considering a bill or reviewing
estimates, the committee has autonomy in executing its work. In these and its
other responsibilities, it also has the power to plan its work without
intervention by the Assembly. The Assembly appoints the chairmen and vice
chairmen of eight committees for two-year periods and pays them extra money.
The President of the National Assembly presides over the Committee of the
National Assembly and its Subcommittee. Whereas in the past most committees
were chaired by Government members, now Opposition members chair three.
Ministers now do not, as before, have to be members of committees except for a
few exceptions.
Ontario Legislative Committees now
also have the power to initiate their own investigations. Ontario legislative reforms
of July 25, 1989, followed on the heels of a prolonged opposition bell-ringing
protest. It had arisen over the Government's refusal to have a standing
committee investigate allegations made about the Solicitor-General. The
wide-ranging changes to the Standing Orders, which included limitations on
bell-ringing and presenting of petitions, a fixed parliamentary calendar, five
"opposition days" per session, an elected Speaker and abolition of
appeals to Speakers' rulings, also extended committee independence. All three
legislative parties can now in effect refer matters of their own choosing to
four Standing Committees and designate the time (subject to an upper limit) for
consideration of each matter. The Standing Committees themselves have received wide
new powers under Standing Order 90a "to study and report on all matters
relating to the mandate, management, organization or operation of the
ministries and offices [and relevant agencies] which are assigned to
them." There is also a new Standing Committee on Estimates (discussed
later in this article).
Other provinces do not give their
legislative committees the same degree of independence as do Ottawa, Ontario or
Quebec. Traditional practices predominate. Committees do not have leeway to
establish their own mandates and they are restricted to matters referred to
them by the House. Broad terms of reference may of course allow significant
freedom of movement but they do not actively promote a spirit of curiosity or
independence.
Saskatchewan has however tackled
the problem of committee mandates depending on the will of the House by
establishing a "Continuing Select Committee". Begun in 1981, and
chosen at the beginning of each Legislature, this committee may establish both
all-party "select committees" and their terms of reference without
involving the House. The select committees were to have operated like
short-term task forces reporting directly to the Legislative Assembly. This
mechanism has been employed only once since 1981, probably for lack of sizable
opposition from 1982-1986.6
The other provinces have not
emulated the Saskatchewan or Quebec-Ontario examples. On the other hand, there
do not seem to be many complaints about resources for committees (a problem in
the past in Ottawa) and increasingly the legislatures are allowing their
standing committees to meet between sessions of the legislature, which also
strengthens committee independence.
Functional committees: In order for overview to have meaning
there should be legislative committees whose subject matter is not limited to
departmental activities, but cuts across them to review broad functions of
governments. It is useful if committees review matters such as crown
corporation activity, regulatory activity and the making of fiscal and economic
policy. Here again there is an uneven record; some provinces excel, others do
not.
(a) Crown corporation activity:
In order to counter executive dominance, it is desirable to have a central
focus in the legislature to review the crown corporations. Governments allot a
dizzying array of public activity to crown corporations to perform, and without
a central legislative focus, a methodical and accessible of the crown sector is
not possible. Saskatchewan, to its credit, does possess a Standing Committee on
Crown Corporations (dating back to 1946) which reviews the annual reports and
financial statements of the corporations and summons the responsible Minister
and relevant executive officers to appear before it. The British Columbia
Legislature established a similar mechanism, the Crown Corporations Reporting
Committee, in 1977. The Committee had significant independence, since it was
established by statute, could choose its own staff, had broad terms of
reference, and had members who were established for the duration of the
Legislature.7 No Minister could sit on it. Unfortunately, there
lacked a requirement that the House debate its annual and other reports. The
B.C. Committee was ended in 1983 in part because, "the government became
concerned over the committee taking unto itself some of the functions the
government saw as its own prerogative."8 The B.C. Legislature
now has a "Committee on Finance, Crown Corporations and Government
Services" with a more general mandate. In Manitoba, amendments to the Crown
Corporations Accountability Act in 1988 required that annual reports of all
Crowns (as well as audited financial statements) be reviewed by either the
Economic Development Committee or the Public Utilities and Natural Resources
Committee. This was an improvement over the deficiencies identified by Thomas
some years before.9 New Brunswick has recently instituted a
"Committee on Crown Corporations." Quebec allocates supervision of
"public bodies" to various Committees, but to date there has been
little study of this procedure. Provinces other than Saskatchewan must rely on
the work of the Provincial Auditors and the Public Accounts Committee for
authoritative review of the financial records of Crown Corporations.
Accountability can be sought as well through questions to responsible
ministers, but this is a rather hit-or-miss accountability. The Saskatchewan
pattern seems preferable.
(b) Delegated Legislation:
The picture with regard to legislative review of delegated legislation is less
salutary. Only four provinces have specific committees to review delegated or
subordinate legislation (regulations made pursuant to legislation), and even
within this category there are problems.
The four provinces in question are
Manitoba, Saskatchewan, Alberta and Ontario. Manitoba in 1960 was the first
province to establish a legislative committee for scrutiny of regulations, the
Standing Committee on Statutory Regulations and Orders. The principles that the
Committee is to use in the review of regulations are based upon those first developed
by the Donoughmore Committee in Great Britain in 1932. Saskatchewan next
established a Special Committee on Regulations in 1963. The regulations made
pursuant to Acts and the bylaws of professional organizations must be tabled in
the Assembly which in turn refers them to the Regulations Committee. Legal
counsel is made available to the Committee. Alberta's Select Standing Committee
on Law and Regulations, created in 1965, was based on the Manitoba model.
Ontario in 1969 provided for a Special Committee to review regulations and this
later became the Standing Committee on Regulations and Private Bills. It owed
its formation to a recommendation by the Report of the McRuer Royal
Commission Inquiry Into Civil Rights in 1968.
The mere fact that a committee has
been created to review delegated legislation does not necessarily imply that
effective review takes place. Miller noted in 1986 that the Manitoba Committee
on Statutory Regulations and Orders had met only once on the subject of
regulatory review since consolidation of the Manitoba regulations in 1970.
"The Committee's original role to oversee the technical aspects of
regulations has essentially fallen into disuse, meaning there is no systematic
review of regulations by members of the Legislative Assembly."10
The Ontario Committee also has a limited remit: only the "scope and
method" - or technical review - of regulations was to be allowed and the
Committee was not to investigate the merits of the policy or objectives to be
effected by regulations.
The other provinces do not have a
legislative focus for review of regulations. Quebec studied the matter
intensively in 1982 and 1983, but has not deemed it appropriate to institute a
regulations committee. A recent review of committee operation done by the Quebec
National Assembly noted that the amended rules of 1985 confided "control
of delegated legislation" to various parliamentary committees but
"the nature of this control, its extent and conditions, have not yet been
specified, therefore Committees have not yet exercised this function."
Although most provinces have "Regulations Acts" or informal
procedures that provide for filing and publishing of regulations, these
contemplate scrutiny by the executive, not by the legislature. Thus we have a
form of executive dominance which manifests itself by the withdrawing another
vast expanse of public policy - the making of regulations - from the
surveillance of the legislature. If responsible government implies disclosure
of information by the executive and subsequent scrutiny by the legislature, and
we hold that it does, in part, then the principle has been under duress in some
Canadian provinces.
(c) Economic and Fiscal Overview:
A legislative focus for review of broad economic and fiscal matters is also
useful in modifying executive dominance. Despite the importance of such
matters, there is little opportunity for legislators to tap public input and
both governmental and non-governmental expert opinion on them in a regularized
fashion. Two major federal reports have called for committees of the federal
House of Commons which would allow for pre-budget consultation and broad
investigations of economic policy. The Lambert Report of 1979 called for the
establishment of a new "Standing Committee on Government Finance and the
Economy" to which the Government would submit a Fiscal Plan of expected
five-year revenues and expenditures. The Committee would seek expert
governmental and non-governmental input and report before Christmas, in time
for a Commons debate which would give the Government the flavour of current
economic thinking before it had committed itself to a course in its
budget-making. The Royal Commission on the Economic Union and Development
Prospects for Canada (Macdonald Commission) recommended a similar mechanism.
The Commission recommended a permanent "Economic Policy Committee"
for the Commons, whose hearings would allow pre-budget input from public and
private institutions and interests. The proposed Committee would scrutinize the
government's performance and assess the implications of private sector
recommendations for the revenue and expenditure picture.
Most provincial governments have
never seriously entertained the idea of economic and fiscal committees for
their legislatures. Discussion of fiscal policy is by no means lacking, since
the discussion of the Premier's Estimates in most provinces is the unofficial
forum for review of the fiscal record; but this is not entirely sufficient. (It
should, of course, be noted that Sections 275 and 292 of the Rules of Procedure
of the National Assembly of Quebec make some provision for extended or periodic
debate on economic, fiscal or budgetary matters.) The Liberal Government in
Ontario some years ago blazed a trail for other provinces and for Ottawa in the
field of fiscal committees. Reforming the Budget Process, a discussion
paper tabled with the October 1985 Budget by the Minister of Treasury and
Economics Robert F. Nixon, suggested a "Standing Committee on Economic and
Fiscal Affairs." It noted that the Legislature lacked a forum for
discussion of economic affairs and a means of input to development of the
budget. It suggested the Committee receive the "Ontario Economic and
Fiscal Outlook" [a discussion document outlining forecasts and options
with regard to economic growth, employment, revenue and expenditure and the
deficit]. It also recommended that the Committee hold pre-budget hearings;
review all tax legislation arising from the budget; prepare a recommendation on
the overall level of provincial revenues, expenditures and net cash
requirements; consider guidelines on budget secrecy; consider the reform of
Estimates procedures; consider review of legislative provision of Supply and
the use of Management Board Overview; and consider reform of the budget debate
procedure.
In April 1986 it was reported that
House Leaders in the Ontario Legislature had agreed on the establishment of a
new standing committee on finance (the Standing Committee on Finance and
Economic Affairs) which would consider the budget and Government economic
forecasts. Such a reform at the very least bears experimentation in the other
provinces. (Ontario Estimates Procedures have since been reformed: see the
section on "Supply").
Committee scrutiny of
appointments: the practice
of having confirmation hearings for order-in-council appointments (such as
officers of Parliament, senior public servants and executives of crown
corporations and members of boards, commission and agencies) is an unusual but
increasingly popular innovation in responsible government. The McGrath
Committee of the federal House of Commons explained the connection between
review and responsible government. It suggested that governments would be
driven toward consultation with committees in order to avoid embarrassment over
appointments.
This type of information mechanism
[prior consultation] is the hallmark and strength of responsible government.
Parliament's traditional relationship with the executive comes not only through
approval, rejection or alteration but also through the deterrent effect of bad
publicity. The House of Commons exists to represent the people of Canada, to
legitimize the rule of the executive and to hold the government accountable. It
must receive the tools to pursue that mandate. One of those tools is the
scrutiny of government appointments.
The Committee went on to recommend
different types of scrutiny for different types of appointment. The response of
the Government came with the Commons' adoption of new Standing Orders 84 and
85. These allowed various standing committees to call individuals either
"appointed" or "nominated for appointment" before it, as
deemed appropriate, to "examine the qualifications and competence of the
appointee or nominee to perform the duties of the post to which he or she has
been nominated or appointed." A "veto" power neither is
mentioned nor implied. The exercise is plainly an experiment and will be
scrapped if too embarrassing to the government.
No province has shown signs of
trying the same system, but again Ontario has shown that a voice for
committees, this time in the appointment process, is just as applicable for a
provincial government as for the federal. The Liberal/New Democrat blueprint
for cooperation arranged after the May 1985 election (An Agenda for Reform)
called for the "establishment of a select committee on procedures for
appointments in the public sector to recommend changes in the system of
recruiting and selection of public appointees". The job fell to the
Procedural Affairs Committee which began hearings in January 1986 seeking
public input on how to reform the appointment process for 2,500
order-in-council appointments. It was a possibility that Ontario would move to
the optional committee review pattern established by Ottawa, but the government
seems to have retreated on this matter. Given the political strife that has
continually surfaced throughout the country about "political
appointments", it does not seem heretical to suggest that other provinces
institute hearings along the Ottawa or Ontario model as well.
Reform of Supply
The power to withhold Supply should
be a touchstone for responsible government and in this area provincial
legislatures are better placed to withhold Supply than their federal
counterpart. Since the late sixties, House of Commons Standing Committees have
examined the Estimates, replacing the work of the Committee of Supply, which
was a Committee of the Whole (that is, a committee of all members of the
Commons). Elements of the new system have not seemed to work: committee review is
ineffectual and overly partisan, allotted days in the Commons are largely not
used for supply business, as first intended, and the power to delay supply - an
ancient parliamentary right - is mitigated by the requirement to report
Estimates to the House within a rigid time frame.
By comparison provincial
legislators are in an enviable position. In at least four provinces there is
virtually unlimited time allowed for debate of the Estimates. In Saskatchewan
there are no limits on consideration of estimates; Government and Opposition
negotiate an informal timetable. New Brunswick similarly has no time limit on
Estimates. British Columbia experienced ugly political debates in the
"time limits controversy" of 1974-1975 and subsequently the time
limits on Committee of Supply proved to be short-lived. There is no time limit
on any matter in the Legislature of Prince Edward Island except for oral
question period.
The other provinces have time
limits on consideration of Estimates, which is a partial indication of executive
dominance. For more than a decade Manitoba had no limit on debate of Estimates.
However Rule 64.1 (1) adopted in 1986 set a time limit of 240 hours at each
session for consideration of Ways and Means and Supply Resolutions respecting
Main, Interim, Supplementary and Capital Supply, and for consideration of the
relevant Supply Bills in Committee of the Whole. Alberta has a 25 sitting day
limit on consideration of Main Estimates by the Committee of Supply and a 12
sitting day limit for Heritage Fund Estimates and Supplementary Estimates.
Section 283 of the Quebec Rules of Procedure stipulates that "not more
than two hundred hours may be devoted to consideration of the estimates in
committee, and not more than twenty hours to the estimates for any one ministry."
Newfoundland has a seventy-five-hour limit for consideration of the Budget and
Estimates. Ontario's new (post-1989) Estimates procedure features time limits,
as the previous Standing Orders did, plus a mandatory November date for the
report of the Standing Committee on Estimates; but there are some bows to
Opposition scrutiny. All Estimates are now deemed referred to this Committee,
chaired by an opposition member, which must consider not less than six and not
more than twelve ministries and offices. They are considered in two rounds,
with each of the three legislative parties choosing one or two
ministries/offices for a maximum of fifteen hours of Committee consideration at
each round. Estimates not selected are deemed passed by the Committee.
Offsetting the picture with regards
to Estimates, most provinces have provisions for lengthy budget speech debates
(Manitoba 8 days, British Columbia 6, Saskatchewan 5, excluding Budget Day and
the debate that day, and there is no limit in Alberta). There are frequent
opportunities to criticize government spending. In Quebec, there is a
twenty-five hour time limit.
There are other considerations
which deserve serious consideration because of the implications for responsible
government:
(1) The amount of money provincial
cabinets are seeking by means of "special warrants" is becoming
excessive. (Special warrants entail a post hoc approval by legislatures,
usually in the supplementary estimates, of urgent or "emergency"
expenditures.) The requests for special warrants have become ever larger, and
increasingly appear to be part of political strategies rather than bona fide
responses to unforeseen needs.
(2) The standard format for
presentation of estimates is inadequate. Governments should take seriously
their responsibility to inform the legislature (as Manitoba has done for some
time) by presenting supplementary historical and programmatic material to round
out the simple listing of programs and dollars sought. Ontario ministries
chosen for consideration by the Standing Committee on Estimates will now have
to provide detailed briefing material, which is a progressive move.
(3) The question of referral of
estimates to committees should be reconsidered. (Ontario, Quebec and
Newfoundland automatically refer their estimates to committee. Revisions in
February, 1985 to the British Columbia Legislature's Standing Orders provided
for the possibility of referral of Estimates to select standing committees.
Alberta has the (unused) provision that the Committee of Supply can further
divide itself into subcommittees. Manitoba has the unusual structure of the
Committee of Supply sitting as one committee in two different sections. All the
other committees have unitary committees of Supply.) If there are advantages to
examining ordinary bills in committees, does the same hold for Estimates or
does the use of committees to examine only "components" of spending
imply the Legislature's weakness?
The "Special" Case of
New Brunswick
The New Brunswick provincial
general election of October 13, 1987, produced an anomaly in the Canadian
parliamentary system: a Government without an Opposition. Despite winning only
about 60% of the popular vote, the Liberals captured all of the Legislature's
58 seats. The only parallel in Canadian history is with the complete sweep of
all thirty of the Prince Edward Island Legislature's seats by the Conservatives
in July of 1935. Needless to say, such complete landslides elevate the problem
of executive domination to a completely different plane.
The Liberal Government of Frank
McKenna has undertaken a number of new measures - or modified existing
practices - to deal with the unusual situation. Some involve the use of
legislative committees. The Government has promised to submit its bills and
Estimates to legislative committees where opposition parties will be able to
make statements and ask questions of ministers (but not to engage in debate). A
Standing Committee on Estimates consisting of twenty-four members sits
concurrently with the Committee of Supply and offers at least a modicum of
scrutiny for departmental estimates. Other measures aim at public and political
input. After major Government announcements, sittings are suspended and the
opposition is allowed a "media day" to present its views. The
opposition parties have of late been accorded the opportunity to address
written questions to the Government for a half-hour after the daily question
period; the ministers answer but no supplementary questions allowed. The
Government has also allowed the opposition Conservatives and New Democrats
certain administrative privileges in the Legislative Buildings.
Other options have been closed off.
The Government has not the formation of an "unofficial opposition" from
among its own (Liberal) members as was the case in Prince Edward Island from
1935 to 1939. It has not given the opposition parties the funds that they would
have been allowed if they would have had legislative representation.
Predictably there have been no structural incentives inaugurated to promote a
hard-hitting Question Period.
The New Brunswick situation points
out a broader problem in provincial legislatures. Agar Adamson has calculated
that since the inter-war period there have been twenty-five one-sided
provincial election results (eight in Alberta) in which a single party takes
85% or more of the legislative seats.11 No systematic study of what
the "correct" parliamentary theory should be in such instances has
emerged. Perhaps it is time that it did. One would expect such a theory to
contain base-line requirements for the effective functioning of parliamentary
(or in some cases non-parliamentary) oppositions - a kind of "Opposition
Bill of Rights." Our thoughts on responsible government may provide a
possible point of departure.
Conclusion
The "decline of
legislatures" has often been a catch-phrase to describe the lot of
parliamentary institutions in general, but the term has lacked enough
specificity to be very useful to analysts. The term "executive
dominance" has its problems too; but if we narrow its meaning to signify
the restriction of legislative committee mandates and of the House's power to
withhold supply, then we can assign positive or negative implications to it. We
view such restrictions as harmful to a more expansive meaning of
"responsible government."
Committees may be strengthened in a
number of ways. The House may refer to them its bills or policy questions.
Standing Committees may expand their range of functional surveillance to include
review of crown corporation and regulatory activity and of the making of fiscal
and economic policy. It is even conceivable that committees scrutinize
appointments, as long as this does not imply a congressional "veto
power."
Estimates consideration should
involve few time restrictions on the House, while of course allowing for the
Government the ultimate protection of closure. Consideration should also be
given to certain measures that imply a heightened level of responsible
government, such as voluntary restrictions on the use of "special
warrants" and increased use of supplementary estimates material. The
referral of Estimates to Committees bears investigation to see whether it holds
positive or negative implications for the legislature's power.
Provinces each have important
pieces of the puzzle. Manitoba's Law Amendments Committee offers a useful
example of in-depth oversight on bills in a manner that invites public input.
Quebec has pioneered in the areas of broadening the general mandates of committees
and of giving them a great deal of room for independent initiative.
Saskatchewan's Committee on Crown Corporations is a model for comprehensive
review of the public corporation sector. Ontario has structured a special
legislative committee to perform economic and fiscal reviews and also seems
strong in the area of legislative scrutiny of regulations. (It considered
committee review of appointments, a most interesting possibility, but
retreated.) Several provinces have either virtually unlimited time for
legislative debate of Estimates or else a significantly extensive total hour
allotment.
How, then, to promote a
cross-fertilization that will aid the status of responsible government in
Canada's provincial legislatures? We suggest no simple answers but in general
there has to be a more generalized reflex to submit major policy questions to
extensive legislative investigation and public input.
Notes
* The author would like to add a
special word of thanks to the Clerks of the various Legislative Assemblies
across Canada for their cooperation and patience in the production of this
paper.
1. T.A. Hockin, "Flexible and
Structured Parliamentarianism: From 1848 to Contemporary Party
Government," Journal of Canadian Studies, 14:2 (1979):17-18.
2. Christopher Dunn, "A Note
on the Meaning of Responsible Government," Canadian Parliamentary
Review, 11:3 (1988):13.
3. See John Holtby, "A New Day
for Committees?," Parliamentary Government, 6:2 (1986):14-16.
4. Robert J. Fleming, Canadian
Legislatures: 1987-1988 (Ottawa:Ampersand Communications Services, Inc.,
1988) p. 151.
5. Correspondence to the author
from Jacques Prémont, Director, Direction de la Bibliothèque, Assemblée
nationale, Québec, May 23, 1989.
6. Correspondence to the author
from Gwenn Ronyk, Deputy Clerk of the Legislative Assembly of Saskatchewan,
July 24, 1985.
7. R.S. Milne and N.A. Swainson,
"The Crown Corporations Committee of the British Columbia
Legislature," Parliamentary Government, 3:2 (1982):6-8, 15.
8. D.P. Gracey, "The Real Issues
in the Crown Corporations Debate," in Kenneth Kernaghan (ed.), Public
Administration in Canada: Selected Readings (Toronto:Methuen, 1985), p.
136.
9. Paul G. Thomas,
"Accountability and Crown Corporations in Manitoba," Parliamentary
Government, 3:2 (1982):9-10.
10. Donna J. Miller,
"Regulatory Reform in Manitoba: A Blueprint for Change," Manitoba
Law Journal, 15:2 (1986).
11. Agar Adamson, "Digging
Democracy out from Under McKenna's Landslide," Parliamentary Government,
8:1(1989):16-20.