This article was reprinted from Canadian
Legislatures: the 1982 Comparative Study, edited by Robert J. Flaming and J.
Thomas Mitchinson. Information in the article is based on personal interviews
with Speakers in early 1982, some of whom no longer hold that office. Mr.
Flaming is Director of Administration for the Ontario Legislative Assembly, and
Mr. Mitchinson is his Executive Assistant.
The Speakers of the House of Commons and of
the provincial and territorial legislatures occupy unique, and perhaps
increasingly influential, positions in Canada. They are the chief officers of
organizations that can be as complex as large, private sector corporations. In
1982, the thirteen Canadian Speakers collectively administered annual budgets
in excess of $263 million, and directed more than 3,100 full time, non partisan
staff and hundreds of additional sessional employees.
The Speaker's chair is often described as
"lonely" and 1soiated". By definition, Speakers remain above the
cut and thrust of partisan politics. The approach they take to their role has,
however, a considerable influence on the style and tone of representative
government, In his 1982 report "The National Assembly in Evolution",
Denis Vaugeois, MNA and former cabinet minister in the 0u6bec National
Assembly, comments on the role of the Speaker. He quotes Clement Richard,
former Speaker of the National Assembly: `The Speaker is the guardian of the
House's privilege. While not a symbol of democracy, he is essential to the
democratic process. It is the Speaker who guarantees the very survival of
parliamentary institutions and, in so doing, guarantees the freedom of
expression of the people's representatives." This influence of the Speaker
is magnified by the fact that holders of the office in all jurisdictions appear
to be taking common approaches to their roles and to be addressing similar
problems from the same perspective.
Who are these men and women, and what is it
that increasingly binds them together? In interviews which took place in
January, February and March, from St. John's to Victoria, the Speakers of
Canada talked about the high office they have been elected to and the fresh
insights they have gained.
Without exception, they exhibit a sense of
mission: to do whatever they can to improve the stature of the Legislature as
an institution; to ensure its independence; to enhance its public image; and to
make sure it is well managed and efficiently run.
The ancient origins of the Office of Speaker
in the British Parliamentary system are recorded as early as 1376. The original
function of the Speaker was to "speak" to the King and his advisers,
presenting petitions and claims of the common people's representatives.
Until recently, the Speaker's role has been
principally one of presiding over House sittings, ruling on matters of dispute,
and maintaining order, all from a position of strict impartiality.
In the past ten to fifteen years, government
has become increasingly more involved in the day-to-day lives of Canadians '
and the role of legislatures has expanded tremendously. Many legislatures have
changed from part time to full time operation, and the role of the Speaker has
expanded in response to this growth. In addition to their traditional
procedural duties, Speakers have assumed the role of chief administrative
officers, overseeing the provision of what are often comprehensive programs of
allowances and services to members, services that range from travel, food,
offices and accommodation to newsletters and constituency offices. They are
also responsible in many cases either directly or indirectly through a
ministry, for security, Hansard, the Legislative Library, Tours and Information
Departments, and the maintenance operation of the legislative building itself.
In the smaller legislatures – Prince Edward
Island, the Northwest Territories, and the Yukon the administrative side of the
Speaker's function has not yet developed as fully. It was pointed out by
Speaker Daniel Compton, for instance, that the Legislature of P.E.I. sits for
only about six weeks a year, and that members do not require as wide a range of
services as are provided in the larger legislatures.
The Speakers: A Background Profile
Individuals elected Speaker tend to be older
than the average elected member – 56.2 years of age, as opposed to 46. The
youngest Speaker in the survey was 38; the oldest, 68; and the majority were
over 49 years of age. Seven were university graduates; four had taken
postgraduate degrees.
The Speakers interviewed represented a broad
range of professions. Three were lawyers, and three were small businessmen.
There were also a journalist, a clergyman, an optician, an instrument
technician, a school principal, a mining explorer, and a former aide to a
cabinet minister. Length of service of the Speakers interviewed ranged from a
high of ten years (for Gerald Amerongen in Alberta) to less than one year (for
James Walding of Manitoba). The greatest number of Speakers took office in
1981. It should be taken into account when considering length of service,
however, that some jurisdictions have a well-established tradition of
appointing Speakers for one Parliament only.
The majority Of Speakers had served as
elected members for less than ten years. Two notable exceptions were the
Speaker of the Yukon, Donald Taylor, who was elected in 1961, and the then
Speaker of Saskatchewan, John Brockelbank, who became a member in 1964.
Only two Speakers held cabinet portfolios
before being named to their chair: Jeanne Sauvé of the House of Commons and
John Brockelbank of Saskatchewan. John Turner of Ontario and Donald Stewart of
the Northwest Territories were municipal politicians before being elected to
their legislatures.
Prior to his appointment as Speaker, Mr.
Brockelbank served as Deputy Speaker. Only two other Speakers had previous
experience as Deputy Speaker: Arthur Donahoe of Nova Scotia, and Harvey
Schroeder of British Columbia.
Perception of the Office
Most of the Speakers interviewed had not
anticipated being called on to serve as Speaker. Consequently, they said, they
had little understanding of the position before taking office. Even those who
had served as elected members for a number of years perceived the job as being
largely procedural. Several Speakers viewed their appointment as the beginning
of a difficult job, but remained, nonetheless, largely unaware of the range of
the job's responsibilities.
Reflecting on the "baptism of
fire" which engulfs new Speakers, Len Simms of Newfoundland described his
experience with some amazement. "You couldn't have found anybody more
surprised than I was to find myself in the Speaker's chair less than a month
after being elected to the Legislature for the first time. I was totally
unprepared." He had been elected on June 18, 1979; and was named Speaker
on July 12.
In contrast to Mr. Simms was Madame Jeanne
Sauvé, Speaker of the House of Commons. She was named to her position in April,
1980, following almost eight years as a member of cabinet. Although Madame
Sauvé had little knowledge of the procedural part of the job, she was very much
aware of some of the other challenges. A 1979 report by the Auditor General of
Canada on the administration of the House had said: "We are of the opinion
that the quality of general financial administration is significantly below a
minimum acceptable standard". Madame Sauvé agreed with many of the Auditor
General's recommendations and saw one of the main goals of her Speakership as
straightening out the administration of the House. She said: "Before I
leave the chair I will have changed the administration considerably, and that
is no small accomplishment." Reflecting on her work as Speaker over two
years, Madame Sauvé commented that she "had never done anything that
required so much stamina, willpower and hard work," including her
experience as the minister of three successive government departments.
Most of the Speakers illustrated their lack
of knowledge of the position they were about to occupy by pointing out that
they had not been cognizant of the considerable time required for
administration. Speaker Arthur Donahoe of Nova Scotia, in discussing this
subject, pointed out that before taking office he "was aware of the administrative
responsibilities, but not of the extent of them and was naive enough to think I
could maintain my law practice after being appointed Speaker." Some
Speakers estimated that, since assuming the job, they have spent as much as 50%
of their energies on administrative matters, In one case that of Quebec, the
estimate was much higher.
Almost all Speakers agreed that
administrative questions in particular can be so sensitive and important to the
legislature that the Speaker must personally be aware of the issues, as well as
delegating responsibilities to various staff. Typifying this view was Claude
Vaillancourt of Quebec. Mr. Vaillancourt estimated he spent approximately 85%
of his time on administration during the session and two days a week during
offsession periods. I am curious," he said, "and I want to know
everything (about administrative matters) because if I am asked to defend a
decision, I want to be able to answer."
Referring to the role of Speaker in general,
John M. Turner, Speaker of Ontario, said, "I was a little bit in awe of
the position." Mr. Turner said he had never been a Committee Chairman or
taken any great interest in the operation of the House before becoming Speaker.
However, he pointed out, "Fortunately, when I got into it, I found I was fascinated;
and now, after a year, I feel quite comfortable with it. I have a lot of things
I think I can accomplish during my time as Speaker."
Several Speakers expressed the view that,
because of the unusual nature of the position and the wide range of responsibilities
it entails, and particularly because of the difficulties in having to come to
grips with the procedural and administrative side of things at the same time,
it would be helpful if a better way could be found to prepare Speakers for the
job.
This concern was echoed in the August 1982
report of the Canadian Bar Association Committee on the Reform of Parliament.
The report advocates the enhancement of the role of the Speaker as a means of
re-establishing the legislative, as distinct from the executive, side of
government. It points out: "There is sympathy for the fact that Speakers
learn their task under fire and the glare of television cameras; this gives
rise to suggestions that they should have some kind of advance training for the
job, whether by chairing committees or in the capacity of Deputy Speaker for
several sessions."
Many Speakers worried that voters and
constituents in all parts of Canada not only have difficulty in understanding
the functions and importance of the position of Speaker, but also imperfectly
recognise the nature and role of the legislature as distinct from that of
government. This is a concern also expressed by the Canadian Bar Association
Committee report, which, referring to the Speaker of the House of Commons,
states: "Any survey of perceptions of Parliament has to conclude that
there is little awareness across the country of the difficult and crucial role
the Speaker of the House of Commons plays. The sheer importance of the Speaker
being seen and functioning as the commanding voice of neutrality and
parliamentary wisdom has not caught on beyond Ottawa itself."
Some Speakers interviewed felt that, in
introducing a process of parliamentary reform in Canadian legislative
institutions and in altering public perceptions, one prerequisite would have to
be a willingness on the part of government to firmly establish a more visibly
independent legislature. The Speaker would need heightened prestige, possibly
by being given a salary and perquisites equal to those of a cabinet minister
with portfolio. While the duties of the Speaker are fundamentally different
from those of cabinet ministers, the Speaker's role as procedural and
administrative head of the assembly places him in an equally important and
difficult position. Several Speakers expressed the view that once the
government had accepted the Speaker in this new role as the supreme decision
maker in the legislature the next step would be a revision of the parliamentary
machinery to allow all elected Members a stronger voice as legislators and
representatives of their constituents.
Some legislatures have taken the first step
in this process by equating the salary level of the Speaker to that of a
minister with portfolio. This is the case in the House of Commons, Quebec, and
Newfoundland; and is one of the recommendations of the 1982 Nova Scotia
Commission of Inquiry on Remuneration of Elected Provincial Officials accepted
by the government for implementation in 1983. Even in those cases, however, the
perceptual problem has not yet been overcome. The result is that,
notwithstanding their actual position, most Speakers in Canada are still faced
with the difficult problem of explaining the role of legislatures and
convincing the public that the legislature and the executive play fundamentally
different, but equally important, roles in a parliamentary democracy.
The interviews suggested that this unsolved
problem of perception tends to make some Speakers uncomfortable. They feel as
if they are in a "no-man's land". Some hope that the position may be
a steppingstone into cabinet, a role which is highly visible and well
understood by the public; neither wish nor expect to, enter cabinet, and are
either content or resigned to serving the legislature and its members as best
they can doing their utmost to overcome the public's confusion and
misperception.
Some Speakers pointed out that the
overriding issue is one of power, both real and perceived. No one took strong
exception to the ultimate responsibility of the government for policy and
legislation. Some Speakers, however, felt that, on some issues, the government
could both demonstrate respect for the institution of the legislature and
effectively gain insight into the views of the public by involving all members,
regardless of party affiliation, in the consultative process. Instead of being
seen as a meaningless forum for partisan bickering, the House could and would
operate as the ultimate forum for wise and reasoned debate; and the Speaker, as
its chief officer, would ensure the good conduct and high dignity which is
often absent today.
James Tucker of New Brunswick, reflecting on
his own experience as Speaker, put it this way: "The Legislative Assembly
is a magnificent institution and the whole thing operates with the Speaker as
the focus the hub of the wheel. Unless the Speaker is aware of the importance
of the Assembly, and is accepted as its head, the whole system breaks
down."
The Problems of a Partisan Background
Because Speakers are chosen from among the
elected members of the House, individuals occupying the position invariably
have a partisan background which is in direct conflict with their non partisan
role as Speaker. This difficulty is further complicated by the fact that, in
the vast majority of cases, the Speaker is a member of the party in power and
has therefore been a member of the government caucus. Making the adjustment
from partisan advocate to non partisan arbiter is one of the first, and often
most difficult, tasks facing a Speaker.
The interviews revealed that Speakers are
faced with an extremely delicate balancing act. Value judgments must be made;
and personal compromises are inevitable in order to properly discharge the
duties of Speaker. If the Speaker is to enjoy the confidence of members from
both sides of the House and keep debate above partisan acrimony, then it is
essential that he no longer be viewed as a partisan politician. He must be, and
must be seen to be, totally impartial when in the chair or administering the
affairs of the House. At the same time, he must never lose sight of the fact
that, unlike the Speaker at Westminster, who is virtually assured a safe seat,
Speakers in Canada do not run unopposed, and elections must be fought and won
on a partisan ticket.
In addition to applying the rules of debate
on a non partisan basis while in the chair, Speakers must resolve various
related problems. To what degree should the Speaker be partisan in his own
constituency? Should he attend official party functions such as annual
meetings? Should he agree to hand out cheques in the riding on behalf of the
Government? Should he attend caucus meetings when the House isn't sitting?
Approximately half the Speakers said they
had difficulty adjusting to the non partisan demands of the job. The other half
found the adjustment relatively easy, either because they had served in the
past as Deputy Speaker or because they did not view themselves as particularly
partisan in the first place.
There was some consensus among Speakers that
the status associated with being Speaker outweighed any restrictions placed on
partisanship in the ridings. Only one found that being Speaker was "a
major political sacrifice". It appeared that constituents were generally
proud of the fact that their member was Speaker, and believed that his position
afforded them better access to government departments than they would have if
their representative was simply a private member. Mr. Speaker Vaillancourt of
Ouébec pointed out that opposition members do not enter the Speaker's riding,
even during an election campaign. The Speaker and his electoral opponent
campaign on purely local issues. M. Vaillancourt feels that a Speaker's
constituents are well served because: there is an unwritten rule that a
minister does not say 'no' to a request for information from the Speaker."
All Speakers said they would not make
partisan political speeches in the riding. In other constituency matters, they
took various approaches. Some said they were happy to announce openings and
pass out cheques on behalf of the government in their own ridings; several
others preferred not to. Most were happy to attend social functions sponsored
by their party but were reticent to attend official functions such as annual
party meetings. Only one Speaker was prepared to attend caucus meetings in off
session periods. Contact between Speakers and Premiers was infrequent. except
on official occasions.
Although various Speakers handled individual
problems in different ways, the principle followed by Speakers in dealing with
their non partisan role was the same: to strive to maintain the highest degree
of credibility in the legislature as an impartial officer of the House, while
at the same time looking after the needs of constituents to the fullest extent
possible.
The Speaker as Chief Executive Officer
The Speakers indicated that they think the
public still views them strictly in their traditional role as procedural
arbiter of the affairs of the House. Most Speakers believe efforts should be
made to make the public aware of their much broader range of duties and
responsibilities. Speakers of two of the larger legislative bodies found the
procedural side of their job to be the least demanding, to be simply
"routine". Many said the greater challenge was in the area of administration:
in looking at ways to improve services to members; in acting as Chairmen of
Boards or Committees of Internal Economy; attracting and recruiting top level
staff for the Assembly; in investigating the application of computers to the
legislative setting; in improving public relations; in examining security
arrangements; in overseeing televised coverage of the House; and in a host of
other varied and important details.
The Speakers of the House of Commons and of
the large legislatures have substantial staffs to assist them. In the smaller
legislatures, it is not uncommon for the Speaker to be personally involved in
such matters as authorizing the payment of accounts, budget preparations and
related administrative duties.
The financial affairs of most legislatures
are managed by Boards or Committees of Internal Economy, chaired by the
Speaker, and comprised of members of the Assembly, and often including cabinet
ministers. Different opinions were expressed on the appropriateness of having
executive representation. Some Speakers felt quite strongly that Boards or
Committees dealing with the financial management of the legislature should be
totally independent of cabinet. On the other hand, Speaker Simms of
Newfoundland made the point: "When members move from the backbench into
the ministry, it's easy for them to lose touch with the legislature. I feel
that, by having to actively participate on a committee dealing with members'
services some of our key ministers are playing an important role in
strengthening the legislature." It was emphasized by other Speakers that
cabinet ministers who serve on these Boards or Committees take their
responsibilities seriously; and, in cases where the opposition parties are
represented on the Board, discussions generally take place in a non partisan
manner, and decisions are most often reached on a consensus basis in an attempt
to do what is best for all members of the legislature.
In British Columbia there is no Board or
Committee of Internal Economy, and the Speaker has final authority over
legislative spending. Former Speaker Harvey Schroeder expressed concern that
this arrangement might place too much power in the hands of the Speaker. He
felt the concept of a Board of Internal Economy would strengthen the stature of
the legislature by ensuring continuity and standardization.
Individual Speakers were very much aware of
developments in other jurisdictions. Several expressed the view that a great
deal of headway had been made through establishment of formal operational
structures in some legislatures over the past several years. They felt the
existence of a formal structure was a major asset in establishing the
perception of the legislature as an independent institution. In New Brunswick,
Speaker Tucker has recruited a full time Clerk for the Legislature with rank
equivalent to Deputy Minister. The Clerk is assembling previously dispersed
legislative offices together into a working unit. A Director of Administration
has been appointed in Alberta; and a Clerk Assistant (Administrative) in
Saskatchewan. In the Northwest Territories, a Public Information Officer was
appointed during the past year with the challenging job of making the public
more aware of the role of the Legislature in the Territory.
All Speakers of what could be considered
"full time" legislatures felt a strong need to become directly
involved in matters concerning members. Said one, "There are so many
sensitive issues, I must be on top of them. They cannot be left up to staff
alone." One issue of concern expressed by Speakers of several large or
medium-sized legislatures was how best to provide research services to all
members and committees of the House. In Ontario, Quebec and the House of
Commons a highly qualified group of library research officers provides non
partisan research for both members and committees. During the past year a
similar branch has been established in the Library of the Alberta Legislature.
Several other jurisdictions recognize the need to deal with this question over
the next few years.
Each Speaker had individual ideas about what
he or she would like to contribute to the development of the Speaker's office.
Some ideas were: to improve the administrative apparatus; to increase the
independence of the legislature; to develop the committee system; to institute
an internship program; to establish a coat-of-arms for the Assembly; to improve
the level of services to members; and to make the public more aware of the
importance of the legislature and the parliamentary system of government.
Each Speaker stressed the importance of
developing and expanding relations with other legislative bodies, the
participation of members in exchange programs, the exchange of information, and
the development of practical programs to assist members in becoming better
legislators.
Without exception, the Speakers were
enthusiastic about their role as Presidents of the regional branches of the
Commonwealth Parliamentary Association. They also expressed considerable
interest in meeting with each other more frequently on an informal basis to
share concerns and to compare notes with the only other people who understand
the unique nature of the position they occupy.
Collectively, the Speakers were unreservedly
positive about their role. Notwithstanding the prophets of doom and gloom, they
felt great strides have been made in recent years towards increasing the
independence of the legislature and providing better services for its members.
The Speakers were optimistic that legislative reforms would take place in the
future as governments throughout the country recognize the importance of the
legislature as an institution.
The Future of the Speakership
As a result of the interviews with the
thirteen Speakers certain common themes emerged, relating both to the future of
the legislature and to the role to be played by the Speaker.
Speakers saw the benefit of consolidating
legislative offices, members' offices and support staff under the same roof.
This is not always physically possible; and in Nova Scotia, Prince Edward
Island, New Brunswick, 0uebec: and Ontario, it was recognized that it would
require the designation of an "annex" adjacent to the Legislative
Building. In the Northwest Territories it would mean the construction of a
permanent building, since at present the Legislature holds its meetings in a
hotel.
It was generally agreed that major steps had
been taken in recent years to strengthen the independence of the legislature by
allowing it to assume control over administration of its own finances. It was
felt that this trend will increase, as Boards and Committees of Internal
Economy are formed in more jurisdictions; and as private members, including
those in opposition parties, participate more actively.
The development of public information
offices has become recognized as an important vehicle for orienting the general
public to the role and function of the legislature.
There seemed to be consensus that viewing
the Speakership as a "stepping stone" to cabinet should be
discouraged. For this reason, and also in recognition of the expanded duties of
Speakers in legislatures which are "full time" or almost "full
time", the salary of the Speaker should be equated with that of a cabinet
minister with portfolio.
CPA Activities. The Canadian Scene
Second Commonwealth Conference on Delegated
Legislation
The Conference will be held in Ottawa from
11th to 14th April 1983 and will be attended by delegates from many
jurisdictions around the Commonwealth. The first Conference was held in
Canberra in September, 1980. It resulted in the formation of the Commonwealth
Delegated Legislation Committee which has made the Second Conference and an
inter-Commonwealth newsletter its first projects. The object is to enable
scrutiny committees throughout the Commonwealth to draw on one another's experience
and to e vitality to parliamentary control of delegated legislation.
The Ottawa Conference is drawing delegates
from several jurisdictions not represented in Canberra and from jurisdictions
which have not as yet established scrutiny committees. The Conference will be
opened by His Excellency the Governor General and will proceed to discuss the
following topics:
Can Parliament Control the Regulatory
Process?;
The general power of disallowance of
delegated legislation;
Scrutiny of delegated legislation from the
Opposition viewpoint;
Government responses to reports of scrutiny
committees; impact of committee reports on government departments and agencies;
Notice and comment procedures for proposed
delegated legislation;
Scrutiny of delegated legislation reflecting
international agreements, decisions reached at international conferences and
intergovernmental decisions to promote the uniformity of laws in
federationsInterpretation and drafting of enabling powers and of delegated
legislation; a Commonwealth study to collect prevailing practices and
precedents;
Developments in the judicial review of
administrative decisions: Do they suggest a changed role for scrutiny
committees?
Problems of scrutinizing delegated
legislation in draft form;
Scrutiny of enabling and discretionary
powers in bills
Review of delegated legislation on its
merits: How and by whom?
Assistance to jurisdictions setting up
scrutiny committees
The opening Conference paper will be
presented by Professor J.R. Mallory, Emeritus Professor of Political Science,
McGill University. The hosts for the Conference are the Standing Joint
Committee on Regulations and Other Statutory Instruments of the Parliament of
Canada and the Canadian Branch of the Commonwealth Parliamentary Association.
Further information about the Conference may be obtained from the Secretary,
G.C. Eglington, 201 75 Albert Street, Ottawa, Ontario K1 P 5E7, telephone (613)
236-8638.