At the time this article was
written Mathieu Proulx was Director of the Research and Parliamentary Procedure
Division of the Quebec National Assembly and President of the Canadian
Association of Clerks--at--the--Table.
On October 10, 1989, the Speaker
of the Canadian House of Commons rendered a decision which received wide coverage
across the country. It related to the way the federal government was
advertising the new goods and services tax. The tax was only a proposed measure
at the time of the advertising campaign as the legislation to put the tax into
final form had not been adopted or even tabled before the House. The decision
resulted in other legislatures also considering the issue of government
advertising for legislation not yet adopted. This article looks at several
decisions given by the Speaker of the Quebec National Assembly.
The Speaker of the House of Commons
had been called on to rule on this matter following a question of privilege
brought by the Leader of the Official Opposition, John Turner. The latter
wanted to denounce an action which tended to diminish the role of Parliament
and of its members. He asserted that the advertisement in question was so
worded that it might lead the population to believe that Parliament had already
agreed to all of these changes, thereby undermining the authority of the House in
the eyes of the public. The Speaker then had to determine whether these
assertions were at first impression of sufficient importance to set aside the
regular business of the House so as to allow the House to examine and decide on
the matter.
The Speaker first reviewed the
facts surrounding this important issue. He referred to the text of the
advertisement, which stated as follows "On January 1, 1991, Canada's
Federal Sales tax system will change. Please save this notice. It explains the
changes and the reasons for them".
The Speaker first examined the
issue of whether there had been a breach of privilege in as much as the
advertisement in question prejudiced the proceedings of the House or of the
committee. Next, he dealt with the assertion that the advertisement constituted
contempt of Parliament.
On the first issue, it was decided
that freedom of speech had not been affected since the very large number of
opportunities for debate and amendment had not been reduced. As well, the
Speaker did not find the performance of the duties of the House or of its
members to have been obstructed. He pointed out that members do not work in a
vacuum and are constantly subject to outside factors and pressures. Not having
discovered any threats or bribes, the Speaker could not see what specific
privilege had been breached.
The Speaker mentioned that, if
similar circumstances arose in the future, he would not be as generous, noting
that we live in a parliamentary democracy and not one of an executive or
administrative type.
On the second issue and despite
assurances given by the Minister of Justice that the Government had acted as it
did purely for informational purposes and had no intention of giving the
impression that the measure would not be subject to debate in Parliament, the
Speaker admitted to having certain doubts. However, as it is a practice of the
House to accept the word of one of its members, some of his doubts were
dispelled. For this reason, he considered it difficult to find there was a case
of contempt.
In concluding, the Speaker stated
that, in the interest of the parliamentary system of government, he had judged
it preferable to make a clear statement in place of a debate or a vote which
would risk being misinterpreted. He stated his wish that this message be considered
in future by governments and departmental officials, as well as by
advertisement agencies retained to inform the public.
The decision even received
editorial coverage in La Presse newspaper on October 14, 1989, with the
headline "The Commons are well defended." The decision reverberated
as far as the Quebec National Assembly where there have been several decisions
of the President concerning Government initiatives claimed to be based on
unpassed legislation.
Four Decisions by the President
of the National Assembly
On December 12, 1989 during
introduction of Bill 14, an Act to amend the Act respecting industrial
accidents and occupational diseases, the Opposition House Leader invited the
President of the Assembly, by requesting an order, to rule on the content of
brochures and information letters published by the Commission de la santé et de
la sécurité du travail (hereafter referred to as the C.S.S.T.)
The new rate system for employer
contributions, to come into force on January 1, 1990, was described in these
documents. The Quebec Opposition House Leader referred several times in his
argument to the decision rendered by the Speaker of the House of Commons. The
President first underlined the unusual character of the request of the Opposition
House Leader, who should have proceeded in accordance with the rules of
procedure of the National Assembly by formally bringing a question of
privilege. Nonetheless, in spite of this irregularity, given that it was
asserted that the rights of members of the National Assembly had been ignored,
the President decided to examine the issue he described as very important.
The President stated that he had
read the C.S.S.T. brochures and information letters. The fact that a note was
printed in the brochures stating that the new rate system would come into force
subject to being adopted by the National Assembly showed that the agency was
aware of the National Assembly's role in passing laws.
The President of the National
Assembly added that several distinctions could be made between the facts
submitted to the Speaker of the House of Commons and the situation he was being
asked to examine. In particular, he noted that the information in question in
the C.S.S.T. brochures had not been made public in newspapers but was limited
to a narrow audience with a common interest, (the rate system in the health and
work safety field). He also mentioned that the documents of the C.S.S.T. were
the fruit of lengthy consultations on an assessment method and that the
essential character of the documents was to inform the people concerned and not
to influence the conduct of members of the National Assembly. The President
underlined that all the members remained free to propose amendments they
desired to the bill. To strongly emphasize his conviction, the President
concluded with the following assertion:
"At no time is the legislator
required to take account of acts carried out by the Public Administration so as
to determine the content of laws. It is up to the Administration to adapt to
the consequences of a statute and not for the legislator to set its conduct
based on that of the Administration." (Translation)
On these grounds, the President
could not conclude that a prima facie breach of privilege or contempt of the
National Assembly had occurred.
A second case was brought be the
Opposition House Leader on April 25, 1990. Publicity was not at issue in the
circumstances but the difficultly to be resolved was identical to that of the
previous case.
The Opposition House Leader sent a
notice addressed to the President in which he raised a question of privilege.
According to the facts adduced, the Minister for Forests had committed contempt
of the National Assembly by acting on the authority of Bill 44, as yet unpassed
legislation under consideration before the National Assembly, to announce the
creation of the Société sur la protection des forêts and name the person who
would be chairing the board of directors. As well, it was claimed that
advertisements appearing in the daily newspapers on the weekend to fill the
position of chief executive officer constituted contempt of the House.
The President summarized the
theoretical issue brought by the Opposition House Leader as follows: "Does
a minister commit contempt of the House when he acts on the authority of as yet
unpassed legislative provisions?"
After quoting the definition of
contempt in Erskine May's treatise, the President stated that it seemed founded
to affirm that any minister who knowingly used legislative provisions still
under consideration before the National Assembly could be accused of contempt.
In such circumstances, the President might prima facie come to such a
conclusion.
He added that such a conclusion
would have to be based on evidence clearly showing that the Minister unquestionably
acted as if the bill had force of law. In the case submitted to him, the
President was not convinced that the Minister, in making the disputed
announcement, had acted on the authority of Bill 44. On the contrary,
examination by the President of the documents attached to the notice of the
Opposition House Leader made it clear that the corporation in question was a
private, non profit corporation created by letters patent issued before the
tabling in the House of Bill 44. The appointment of the Chairman of the Board
of Directors and the recruiting of the chief executive officer were wholly the
corporation's responsibility. The President concluded that in the circumstances
the Minister had not committed any act which could be considered prima facie
contempt since the disputed behaviour had in no way affected parliamentary
proceedings relating to Bill 44.
The third case, strangely enough,
relates to the Governments's advertisement regarding the proposed new sales
tax, generally known as the T.V.Q. For the President of the National Assembly,
it was a situation quite similar to that ruled on by his counterpart in the
House of Commons. Any dissimilarity consisted in the fact that the
advertisement was addressed to the numerous Government agents responsible for
collecting the new tax. The Opposition House Leader, who brought up the matter,
to support his contentions referred, as he should, to the decision of the
Speaker of the House of Commons. This case was raised on December 10, 1990,
with the President rendering his decision four days later.
The Opposition House Leader, on a
question of privilege, asserted that the Quebec Minister of Revenue as well as
Revenue Quebec had committed contempt of the National Assembly by publishing
advertisements concerning the new tax to come into force on January 1, 1991.
The Leader claimed that by taking for granted the intentions of the National
Assembly, the Minister and his Department had acted with indifference and shown
a grave lack of respect for the National Assembly. Thus, they had contributed
to bringing ridicule upon and diminishing the authority of the Assembly and its
members.
The President first set out to
distinguish a breach of a specific privilege from contempt of the Assembly.
After this, he stated that the
advertisement was clearly above all informational and that there was nothing
reprehensible in the Government or Administration wanting to inform the public.
Indeed, it was their responsibility to do so. As the Government wished to
inform the public of coming changes in the fiscal area, it could not be a case
at first sight of deliberate contempt, especially since the advertisement in
question related to a fiscal matter.
He then gave the following warning:
"The members of this Assembly
must understand, and here I require especially the attention of members of the
Cabinet, that any advertisement seeking to reach citizens and relating to as
yet unpassed legislative provisions must show respect for and deference to the
role of the institution of the National Assembly and of its members. An
advertisement or an information campaign must not leave the public with the
impression that a proposed measure is a fait accompli and that the Assembly has
no role to play. Such would contribute to undermining the authority and the
central role of this institution in the view of citizens. The only reservation
applying to this principle relates to fiscal or financial matters."
(Translation)
The President explained that,
following well--established customs and practices in this field, accommodation
had to be made for the payability or immediate application of fiscal and
budgetary measures. Since the application of the measure in this field precedes
its legislative authorization, the fact that information is communicated to citizens
before the passage of the legislative measure should offend no one. As the
situation submitted to the President fell into this category, he ruled out a
case of prima facie contempt of the National Assembly. However, he expressed
the wish that, even in the fiscal field, any advertisement aimed at taxpayers
or even Government agents mention the role of the Assembly and its members in
the process of adopting measures, which are given effect by their passage.
The President then stated a new
requirement to be taken into account in future by all persons concerned with an
advertising campaign relating to as yet unpassed legislation. He set out the
requirement as follows:
"In future, advertisements and
the communication of information aimed at the public, initiated by a Department
or agency and relating to measures prescribed in legislation not yet adopted,
must, except in the case of fiscal measures, mention the role of the Assembly
and of its members in the process of passing such a measure. The note must in some
way refer to the role of the National Assembly and of its members. In this way,
the citizen will be informed, the authority of the Assembly maintained and the
important role of the members of the Assembly given greater
recognition."(Translation)
The President considered that these
measures had become necessary in order to preserve both the parliamentary
institution's fundamental role and the independence of members in carrying out
their functions. He concluded by inviting ministers to make known the terms of
his decision within departments and government agencies.
The fourth and last case has two
parts. The first relates to a minister's announcement at a press conference of
budgetary measures, while the second concerns a government agency in this case
the Régie de l'assurance--maladie du Québec, and its treatment of certain
information. The first part involved a decision rendered by the President on
May 14, 1992, and the second, a decision rendered on May 19, 1992.
The first part of this next case
began with the sending of a notice of a question of privilege to the President
by the Opposition House Leader. The Leader indicated that the Minister of
Health and Social Services had committed contempt of the Assembly by making
public, at a news conference, a series of measures concerning the financing of
the Health and Social Services system.
In particular, on this occasion the
Minister allegedly announced important budgetary cuts even though a
parliamentary committee had just voted and adopted the budgetary estimates for
his department. It was asserted that the Minister had thereby provided the
committee with inaccurate estimates.
In addition, the Minister announced
at the press conference that a $2 contribution would soon be required of
beneficiaries as a contribution to the medication program for senior citizens.
The Minister also announced other changes concerning various services provided
free of charge by the state. The Minister was criticized for having availed
himself of the prerogative of the Minister of Finance, who usually announced
such measures during the Budget Speech.
The President put the events into
their context by recalling that Government decisions concerning the financing
of Quebec's Health and Social Services system fell within the larger context of
a vast reform of this system which had involved a number of procedural acts on
the parliamentary scene (passage of a bill, tabling of a Health and Welfare
policy, public hearings in a parliamentary committee.)
The President stated that the legal
authorities have the full right in our political system to make known their
decisions, choices and new directions within their area of responsibility.
Since a decision's announcement precedes its implementation, the executive's
decision--making process should be able to be utilized fully without members of
the Assembly seeing this as an attempt to hamper the activities of the
Assembly. It is an inherent aspect of the Government's initiative which is
involved.
At first sight, the President could
find no irregularity in the budgetary estimates, which had been examined by a
parliamentary committee and which, as announced by the Minister, were to be
re--allocated. The estimates could only be tabled in accordance with the
existing legal rules, since the National Assembly's sanction could not be
presumed where existing law had to be amended to give effect to the
Government's decisions.
Finally, neither was the President
won over to the argument that in the circumstances the measures should have
been announced by the Minister of Finance in the Budget Speech. The President
affirmed that the Government could be represented by any cabinet member and use
a variety of means to make known its budgetary choices.
The President noted that the
Minister had indicated at his press conference that all of these measures would
take effect upon passage of a bill in the Assembly. He concluded that he had
not learned of any facts which could lead him at first sight to believe that
the Minister had committed contempt of the Assembly.
A few days later, the Opposition
House Leader again asserted that contempt of the Assembly had occurred, on the
one hand by the Minister of Health and Social Services, on the other hand by
the Régie de l'assurance--maladie du Québec, in both cases relating to changes
to the financing of the health system. This is the second facet of the same
case.
The assertion concerning the
Minister sought to criticize him for a provision of a retroactive character
which was found in Bill 9. The President rejected this claim, noting that the
retroactivity of a law is an inherent aspect of our system of parliamentary
sovereignty.
The criticism directed at the Régie
de l'assurance--maladie, meanwhile, was based on the following assertion: since
the Régie had issued a communiqué addressed in particular to dentists and
specialists in buccal surgery to inform them of immediate changes to the Québec
Health Insurance Plan, the Régie had taken for granted the passage of the bill
still under consideration before the National Assembly. The communiqué did not
contain any note referring to the important role played by the National
Assembly and its members in adopting a measure. Here, the President ruled there
to be prima facie a matter of contempt of Parliament, and in accordance with
the rules of procedure of the Assembly, the Opposition House Leader was able to
enter a motion questioning the conduct of directors of the Régie de
l'assurance--maladie.
According to the Standing Orders of
the National Assembly, this type of motion is given precedence. A motion was in
fact entered on the Order Paper of the Assembly but it was withdrawn when the
President tabled a letter from the chief executive officer of the Régie de
l'assurance--maladie du Québec, apologizing to members of the National Assembly
for the Régie initiative and stating that it had never had the intention of
being in contempt of the Assembly and its members. Resentment created by this
matter was thus dissipated and the last episode in a chain of decisions
concerning the advertisement or the communication of information relating to as
yet unpassed legislation came to an end.
Conclusion
The aforementioned examples
illustrate a deep frustration of Members of Parliament concerning the attitude
of the Government and Administration which sometimes tend to take for granted
passage of a bill presented to the Assembly. By treating this stage as a simple
formality, they contribute to a diminishing of the role of the institution and
of its members. A summary of decisions of the President of the National
Assembly provides a number of guidelines which can be used when considering
government information about measures not yet adopted by the legislature. For
example:
A brochure being aimed at a narrow audience with a common interest and representing
the fruit of a lengthy consultation process would mitigate the fact of a
brochure's content being related to as yet unpassed legislation;
The essentially informational nature of a document would also mitigate
the fact of its content being related to as yet unpassed legislation;
Another fact considered to be a positive factor would be that the
brochure included in it a warning to the effect that the described measure
would only come into effect subject to its adoption by the National Assembly;
A minister who knowingly used legislative provisions still under
consideration before the Assembly could be the subject of a prima facie
accusation for contempt of the Assembly; however, it would have to be proved to
the President that unquestionably the minister acted as if the bill had force
of law;
In future, an advertisement or the communication of information to the
public relating to as yet unpassed legislative provisions should include a note
referring to the role of the Assembly and its members in a measure's adoption
process;
The above--mentioned requirement, while desirable at all times, would
not be strictly required for the advertisement of an as yet unpassed
legislative measure which relates to a fiscal matter;
A minister is fully entitled to make known the Government's decisions,
choices or new directions which eventually must be the subject of a bill. It is
an inherent aspect of the Government's initiative which is involved here.