The Spirit of the Laws:
Republicanism and the Unfinished Project of Modernity, by Andrew Fraser, (Toronto: University of
Toronto Press, 1990)
It is a pity that Andrew Fraser
could not have participated in the post-Meech round of constitutional debate. A
Canadian teaching constitutional law at Macquarie University in Sydney,
Australia, Fraser would have provided a much needed historical and
philosophical perspective to the claims and opinions of the many interested and
ordinary Canadians who have taken part. Instead, all devotees of our national
past-time should content themselves with the remarkable book which he has
written. In scope, it is a survey of 18th century British constitutional
thought and its transplantation in the United States and the dominions of
Canada and Australia. It provides profound insight into the terms of our
current debate, such as "sovereignty", "rights",
"equality", "economic development",
"association", etc.
Successfully blending his readings
in jurisprudence, political philosophy, history, and contemporary culture, Fraser
takes us behind the letter of the laws, behind the terms used by politicians,
journalists, judges and constitutional experts, and invites us to explore with
him the spirit of our constitution in order to discern what direction we are
headed in. At the moment, we appear to be adrift.
Having examined important Supreme
Court decisions both in Canada and in Australia, Fraser found the judges
collectively incapable of making sense of events taking place in either
country. (In this connection, Fraser is supported by William Conklin's Images
of a Constitution published by the University of Toronto Press in 1989.)
Neither the civil law or common law traditions of jurisprudence as currently
practised in Canada can provide an imaginative understanding of what is taking
place. What common good, Fraser asks, is being pursued here?
To answer this question, three
distinct philosophical, as opposed to legal, traditions of jurisprudence are
invoked: (1) the conservative monarchical, the tradition of authority with, as its
hallmark, majestas; (2) the natural jurisprudential, the tradition of
negative liberty ("liberty from") with its hallmark of jus;
and (3) the civic humanist, the tradition of positive liberty ("liberty
to") with, as its hallmark, virtus. All three traditions spring
from the sources of Western civilization: Athens, Jerusalem and Rome and carry
rich cultural themes which have inspired men to thought and to action down
though the ages. But, and this is Fraser's thesis, it is only the civic humanist
tradition that has a chance of transcending the imperatives of modern economic
development without succumbing to the enlightened despotism of technocracy.
One of the merits of Fraser's book --
what makes it particularly useful and timely -- is that he has based his whole
philosophical endeavour on a recognition of the imperatives of modern
commercial society. Benefitting from the work done of late on the Scottish
moralists of the 18th century, Fraser takes for granted what I think practical
men everywhere now take for granted: namely, that a political regime can no
longer ignore or disparage the market economy. David Hume, Adam Smith and other
Scottish moral philosophers were the first to make commerce (or the productive
use of property) into an end in its own right, something that brings many
beneficent results in the medium and long-term. Until then, commerce had been
viewed, at best, as a necessary means for providing other-than-landowners with
the means of an independent existence and hence participation in the leisured
world of culture and politics. The accumulation of capital in metropolitan
centres, the growth of business corporations, the progressive division of
labour within and across countries, and the role of public credit were
developments which henceforth had to be taken into account. From this economic
point of view, the role of the State was to ensure that the self-regulating
forces of the market were not turned to an unnatural end, that all strata of
society would benefit from these developments, and that their needs would be
met to such a degree that, as the phrase went, the humblest of wage-earners in
an expanding commercial society would be better off absolutely than the traditional
chief or king who had sway over thousands of lives.
Having accepted the imperatives of
modern economic development, Fraser goes on to examine the three streams of
political thought already identified to see if any might be capable, not of
checking or obstructing, or directly intervening in this economic development,
but of transcending this activity, of constructing constitutional spaces which
would provide modern man with more than the satisfaction of his needs. Fraser
does not mean to denigrate man's need for food, housing, or medical assistance
but even taken together they do not provide a purpose or, in Fraser's
expression, "a narrative identity" to man's life in common with
others. An exclusive preoccupation with the needs of society leads to the sense
of alienation and anomy which the arts and literature of the 20th century have
so fully documented. It also paves the way, to a new-style enlightened
despotism which through rational administration can effectively provide for
man's basic needs. It is the danger of technocracy which can penetrate ever
deeper into the life and natural processes of society, and steer them at will.
The conservative monarchical
tradition inherited from Britain provided the basis for Canada. In spirit, it
is unitary, indivisible, hierocratic, and embodies the notion of rule from
above, the belief that legitimate authority is of super-human origin. Not to be
confused with tyrannical or despotic rule, conservative monarchism abides by
well-established conventions which are taken to be ethically binding. It is
decisionistic. It focuses on the sovereign's judgment in making final decisions
for the good of the country. There may be more or less delegation of that
indivisible authority. There may be more or less consultation, carried on more
or less privately, before the decision is taken, but in the final analysis the
decision is left up to the sovereign's judgement. It is a tradition that
attaches special attention to the maintenance and strengthening of the State,
the centre-piece of which is the sovereign. It is a tradition that has been
maintained through the ages by a patrician class which has served in the
various interlocking institutions of that State.
Of course, that sovereign's
undivided authority has been tempered for a long-time by Parliament, where
elements of the two other traditions have to a varying extent found a home. For
example, the republican ideal of a balanced government made up of both court
and country, a constitution mixed by the different orders of society, was
captured in the 17th century concept of commonwealth. But as Fraser points out
even if the Sovereign today appears to be without any political power it is
wrong to dismiss the institution as an anachronism or simply as a symbol of
historical continuity. From the point of view of formal decision-making, the
Sovereign and her councillors retain considerable authority.
The American and the French
revolutions posed a threat to this form of government. Both ushered in a
resurgence of civic humanism. But in the end, what emerged in those two
countries, according to Fraser, were regimes the practical effects of which
were not that different from the monarchies they supplanted. Instead of
locating the source of authority somewhere up above in God, Providence or
Nature, it was now taken to proceed from the People down below. Authority was
still exercised under the auspices of an abstraction. The People replaced the
Crown. Decision-making was still unitary and characterized by the ordering
power of a sovereign will. For Fraser, radical democrats or those advocating
popular sovereignty are not to be taken too seriously, at least on a
theoretical plane. They are but the obverse of the conservative monarchists.
Here it should be pointed out that Fraser deals at some length in his book on
how the American revolution went astray, of how the effects of capitalism
combined with evangelical protestantism overwhelmed the noble attempts of
Federalist politicians who strove to institutionalize the civic ideals of
classical republicanism.
In Canada, Sir John A. Macdonald
and the other Fathers of Confederation, like the governing class which had
preceded them for 100 years, had done everything possible to have their colony
grow up in the conservative tradition. Two forces were to make this a difficult
if not impossible task: the rapid process of economic development and the
adoption of federalism, which, as Fraser argues, is the essence of
republicanism.
While Fraser acknowledges that the
British monarchical tradition is capable of delivering the goods in a modern
socio-economic sense, of overseeing the material abundance so desired by modern
man, what he does not like about it is that it fosters habits of obedience in
the population, a political lassitude, a dependency which cuts short or
prevents the bulk of men and women from becoming fully human. It lends itself
too easily to an enlightened despotism of either the old or the new variety.
Like the monarchical, the natural
jurisprudential tradition, can also be proud of its Christian and classical
lineage. From medieval schoolmen, it was elaborated upon, in turn, by Grotius,
Pufendorf and Locke. It takes, as its starting point, what is
"proper" to man. What belongs to man should be his. What is his he
should be able to enjoy in private without interference from others or the
State. Of course the limits to what is his will always be subject to debate. In
earlier times the debate could focus for example on a man's right to own
another man (slavery). Today it is on a woman's right to own her body's
reproductive system (abortion). With time, the field of human rights has
expanded as men, and I speak generically, became entitled progressively to more
and more. Rights once only legal -- that is, secured by the State and
enforceable by the courts -- are now civil and are extended, through
administrative programs such as affirmative action, into the actual conditions
of society.
Fraser faults this tradition for
assisting economics, perhaps unwittingly, in becoming modernity's paradigmatic
mode of thought. The invocation of property rights -- and all human rights are
essentially property rights -- has prevented the State from acting in many
cases on behalf of the large majority if not all of its citizens. As market
thinking prevails in society, the limits of the public realm have been and
continue to be diminished. Modern cities and their relative absence of public
amenities are a reflection of the domination of this civil jurisprudential
tradition. At a philosophical level, Fraser takes issue with this tradition
because if defines rights in the sense of dominion over things, a complete
possession and mastery over everything belonging to this private sector. (The
image which comes to mind of the medieval lord whose domain includes not only
his land but also the women, servants and animals living off that land is only
half true for rights at that time were not absolute but rather derived from a
prior concept of duties.) As Fraser explains, the modern concept of rights
largely ignores the reciprocal and mutual relations that do and should exist
between people.
According to Fraser, a more
positive concept of liberty is required than the safeguarding of human rights.
Men are not just possessive individuals; they are, more importantly, citizens
of a State: that is, co-participants or co-actors on the public stage of their
community. Drawing deeply on the work of John Pocock (Machiavellian Moment)
and Hannah Arendt (The Human Condition), Fraser sketches for us an
outline of the civic humanist tradition through its classical, Florentine and
18th century English and American conceptions.
The civic tradition can be
characterized, in the first place, by its pluralism. Not only does it allow but
it also ensures that authority is distributed throughout society, that there
are many focii of decision-making. Secondly, these many stages of deliberation
and decision-making are open to public scrutiny; what we call nowadays
transparency. Thirdly, all participants on these public stages are treated
equally. Not everyone can be a participant but those who are should be entitled
to an equal voice and an equal vote. Only by being given the chance to
participate in public debate and by being treated equally can human beings
develop the classical virtues traditionally associated with the best of our
Western heritage.
An interesting section of Fraser's
book is devoted to the efforts in the early 19th century of American
Federalists to instill these republican ideals into the business corporation
after they had failed to get them adequately embodied in the institutions of
the State. Oddly enough, according to Fraser, the British dominions of
Australia and Canada are better placed to become truly republican because of
their stronger federalist nature, which has provided them with at least a
latent understanding of the associative quality of politics, of how a plurality
of individuals can cooperate in the pursuit of some public good. That is not to
say that Fraser thinks provincial governments in Canada for example are on the
verge of heralding in a new era of republican civic-mindedness. In fact they
are probably more of a hinderance in both an economic and political sense.
Rather the renewal, though perhaps inspired by the sight of federal and
provincial ministers continuously coming together to pursue some constitutional
objective, must in fact take place in business corporations, trade unions,
voluntary associations, churches, schools, universities, municipalities, in
short in all those institutions rooted in civil society. For civil society is
the soil from which might spring little republics and the human virtue
associated with them.
In conclusion, conservative
monarchists and liberal human rights supporters may feel that the merits of
their tradition have been down-played by Fraser while those of republican
civic-mindedness have been expanded into wishful thinking. All however should
acknowledge that the Spirit of the Laws has helped them to reflect on
the profounder implications of our on-going constitutional discussions. At first
glance it may strike one as presumptuous that Fraser should re-use the title of
Montesquieu's famous work but it captures most concisely the essence of the
book. Moreover, in reusing the title Fraser pays homage to Montesquieu, another
"multi-disciplinarian", who sought to perch delicately on that thin
branch of human thought which is both practical and theoretical and which used
to go by that venerable old term of jurisprudence, a rightfully big word for
the difficult task of drawing guide-lines.
Paul Benoit, Ottawa, Ontario