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Howard Chodos; Jeffrey J. MacLeod
This article describes the
work of the Standing Senate Committee on Social Affairs, Science and
Technology, chaired by Senator Michael Kirby. Over a two and one half
year period the committee undertook a comprehensive study of Canada’s
Health Care System. Its final report was accorded almost as much
attention as the Royal Commission on Health care that reported in November
2002, a month after the Senate Committee issued its final report.
As a vehicle for examining and launching a debate on a complex
public policy issue a Standing Senate Committee has some unique features that,
under the right circumstances, can prove highly beneficial to the formulation
of sound public policy and can have a significant influence on government.
There were many factors that contributed to the ability of the Senate Committee
to contribute positively to the public policy debate and have its
recommendations treated with the utmost seriousness not only by the press, but
also by recognized experts in the field, and, perhaps most significantly, by
government. Of course, it did not hurt that the topic examined by the Committee
was the federal role in the Canadian health care system, since health care
regularly figures at the top of the list of public concerns. But public
interest in the subject matter alone cannot account for the Committee’s
success. Factors that relate to the composition of the Committee, its strategy
and its determination to see its mandate through to the end, need to be
explored.
The Committee’s Workplan
At the outset, the Committee
developed a clear, comprehensive work plan and executed this plan quite
faithfully, although it also had to display some flexibility in order to meet
its ambitious targets. The Committee first received approval to undertake a
multi-phase study of Canada’s health care system in December 1999 and began its
work in January of the following year. The Table below shows the timetable that
the Committee followed through the six phases of its study.
Over the course of its study,
the committee held 76 meetings, sat for over 200 hours and heard from over 400
witnesses in Ottawa and across the country, as well as by teleconference from
four European countries, the U.S and Australia. The six volumes of the study
comprise close to 1000 pages, and constitute a written record of the evolution
of the thinking of the Committee’s members, a process that culminated in the
unanimous adoption of a comprehensive set of recommendations.
The Committee’s plan allowed
it to build up its knowledge base over time. This was particularly important
both because of the complex and controversial nature of the subject matter, but
also because of the varying degrees of familiarity that individual Committee
members had with it. Among the Committee members were some who already had
considerable knowledge of the workings of the health care system. Others,
including the Chair and Vice-Chair (Senators Kirby and LeBreton), had extensive
public policy experience, but had never tackled health related issues in depth.
It quickly became clear that
coming to terms with the federal role in health care required a broad
perspective that was impossible to acquire from any single vantage point. The
first three phases of the study were designed to enable the Committee to
acquire a solid understanding of the evolution of Medicare, the pressures that
were now affecting the system as well as some sense of how the Canadian system
compared to others around the world.
The objective of the first
report was to provide factual information as well as to clarify some of the
major misconceptions that recur in the health care debate in Canada. It focused
in particular on the initial objectives of the federal government’s involvement
in health care and also traced the evolution of health care spending and health
indicators over the past several decades. The Committee’s second report
reviewed the major trends that are having an impact on the cost and the method
of delivery of health services, and the implications of these trends for future
public funding. The third report undertook a comparative description of
the way that health care is financed and delivered in several other countries
(Australia, Germany, the Netherlands, Sweden, the United Kingdom and the United
States), highlighting those policies and reforms from which Canada could learn.
Based on the information
gathered in the course of its hearings on the first three phases, the
Committee’s fourth report served to launch a public debate on the challenges
and options facing Canada’s health care system. It outlined five distinct roles
for the federal government in health and health care (financing, research and
evaluation, infrastructure, population health and service delivery) and
identified a wide range of potential policy options for reform and renewal.
This fourth report was actually released prior to Volumes Two and Three,
in order to allow sufficient time for the Committee to travel across the
country and gather reactions from Canadians to the options it was
considering.
These cross-country hearings
set the stage for the concluding phases of the Committee’s study. The Committee
had originally anticipated producing one further volume in which it would both
summarize the evidence it received and elaborate its recommendations. However,
the volume of the testimony and the complexity of some of the key issues led
the Committee to split the projected final phase in two. It released Volume
Five in April, 2002 and the final report in October of the same year. Volume
Five contained a set of principles adopted by the Committee to guide it in
the formulation of its recommendations, as well as the Committee’s initial
recommendations on a number of topics, such as technology, research and human
resources.
In Volume Six the
Committee not only finalized the recommendations presented in Volume Five,
but also completed its mandate by making a comprehensive set of recommendations
on the funding and delivery of health care in Canada, with a particular focus
on the federal role. It is worth observing that because of the jurisdictional
overlaps between the federal and provincial/territorial levels of government in
health care, the Committee did not limit its purview to those areas of
exclusive federal responsibility. To have done so would have seriously
compromised the value of its recommendations.
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January-March |
April - June |
July - September |
October - December |
1999 |
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Adopt Terms of Reference |
2000 |
Hearings |
Hearings |
Drafting of Vol. 1 |
Election break |
2001 |
Release Vol. 1, The Story So Far (Jan.)
Hearings for Vol. 2 |
Hearings for Vol. 2
Hearings for Vol. 3 |
Drafting of Vol. 4
Drafting of Vol. 2 & 3
Release Vol. 4, Issues and Options(Sept.) |
Cross-country hearings |
2002 |
Release Vol. 2, Current Trends and Future Challenges (Jan.)
Release Vol. 3, Health Care Systems in Other Countries (Jan.)
Hearings Vol. 5
Drafting Vol. 5 |
Release Vol. 5, Principles and Recommendations for Reform (Part One), (Apr.)
Hearings Vol. 6 |
Drafting Vol. 6 |
Release Vol. 6, Recommendations for Reform (Oct.) |
Building Consensus Within the Committee
A combination of structural
elements and careful attention to process enabled the Social Affairs Committee
to produce a final report that reflected the unanimous view of the eleven
Senators on the Committee – seven Liberals, three Progressive Conservatives,
and one Independent. The experience of these Committee members in public
policy and health-related issues is as deep as it is varied. The
Committee included at the time of the release of Volume Six two doctors
and a nurse, two former provincial ministers of health, three former MPs, two
former senior advisers to Prime Ministers, and two community activists. Not
only did Committee members have a considerable breadth of health policy
expertise, they also represented different regions across the country – two
from Ontario, two from Quebec, five from Atlantic Canada and two from the West.
Public discussion concerning
the future of Medicare has often deteriorated into a war of rhetoric. This
debate has frequently polarized opinion, stifled meaningful critical evaluation
of the issues involved, and has regularly left the Canadian public bewildered
and angry at governments and the health care policy community. It is here that
the Senate’s appointed nature yielded benefits, as the members of the Committee
were able to find enough good will, despite divergent outlooks, to address the
major issues confronting the health care system with a minimum of partisan
bias. Moreover, their appointed status meant that Senators were able to
put controversial items on the table for discussion that might have been
avoided by elected parliamentarians.
From the outset of the
drafting process, careful attention was paid to building a consensus view.
Drafts of chapters would circulate amongst Committee members and staff prior to
being formally discussed by the Committee. This meant that problem areas could
be identified early on in the process and flagged for full discussion. Debate
at Committee meetings focussed on substantive policy issues, with editorial
changes handled “off-line”, since, as the Chair of the Committee often told
Committee members, “group edits rarely work.” Significantly, no formal votes
were ever held to resolve disagreements over policy issues or the content of a
recommendation. Senator Kirby preferred to resolved major differences of
opinion through discussion, which often resulted in compromises in the
phraseology of the text.
In order to meet its ambitious
timeline the Committee often met outside of its regular sitting hours and met
long into the evening. On several occasions the Committee convened even when
the Senate itself was not in session.
The Committee’s consideration
of the issue of user-fees provides a specific example of the evolution of its
collective internal thinking process. In Volume Four, the issues and
options paper, the Committee listed user-fees (payments directly from the
patient to the health facility at the point of service) as a possible option
for increasing the revenue for the health care system. Everyone recognized that
this was a controversial issue, and Committee members themselves were initially
divided over this question. However, extensive national and international
evidence raised serious questions about the usefulness of this funding
mechanism for Canada. Thorough discussion took place amongst individual
Committee members, reaching a peak during the Committee’s cross-Canada
hearings. A consensus finally emerged that the best evidence showed that
user-fees are not an effective option for raising revenue and, moreover, that
they can generate inequality in access to health services. As a result, the
Committee recommended in Volume Five that user-fees not be considered as
a policy option.
Framing the Terms of the Debate
It is no exaggeration to say
that the extent of the response to the Committee’s work has exceeded the most
optimistic expectations. This is not to suggest that there is anything approaching
unanimous endorsement of the Committee’s recommendations. Some of these have
fared better both in the public’s assessment and in their prospects for being
adopted by government. But regardless of whether one agrees with the substance
of particular positions adopted by the Committee, it is nonetheless undeniable
that its report has had a significant impact on the debate over the future of
publicly funded health care in Canada.
Public policy is created in a
pluralistic environment with a seemingly endless array of issues and
perspectives flooding the “marketplace” of public discourse. Successfully
designing public policy requires the formulation of sound policy instruments,
but it is equally important to develop mechanism for having these instruments
placed on the public agenda.
In this regard, the Committee
either initiated debate on a number of issues, or helped to change the way
certain topics were being discussed. For example, one would be hard pressed to
find much discussion of the need to protect Canadians from the risk associated
with very heavy or catastrophic prescription drug expenses prior to Volume
Four of the Committee’s report, where the possibility of developing such a
program was amongst the options under consideration. Since then, not only has
the Romanow report endorsed the idea, but so too has the Minister of Health.
From nowhere, catastrophic drug coverage seems to have become the option of
choice. Similarly, the Committee’s discussion of the need for a ‘care
guarantee’ to ensure that patients do not encounter unacceptably long
waiting times has helped to focus the debate over what to do about excessive
waiting times for diagnosis and treatment.
External Relations: Media and Government
As part of its media relations
strategy, the Committee exploited the profile of Senator Kirby to gain access
to influential media outlets. Senator Kirby enjoys a national profile as a
policy expert and an influential opinion leader in Ottawa. This was used to
promote the Committee’s work especially as the study was finding its “voice”
early in the process.
At the same time, other
members of the Committee participated actively in media activities surrounding
the release of the major volumes of the study, highlighting both the depth of
experience of the Committee members and the strength of the bi-partisan
consensus that prevailed in its ranks. Three senators besides the Chair
regularly took part in press conference at the national press theatre to launch
key volumes, while many Committee members conducted interviews with press
outlets in their own regions about the Committee’s work.
In addition, generally through
Senator Kirby’s office, an active liaison was maintained with members of the
media, even during the drafting stages of the report. “Background” interviews
were conducted with national media reporters/ editors, opening up a valuable
line of communication that paid dividends when the volumes were released. In
general, this effort helped foster more extensive and accurate coverage of the
Committee’s work.
The Committee’s media
relations strategy had gradually become more sophisticated over the course of
the study. Volume One, in particular its “Myths and Realities” chapter,
drew some attention from the media, but resulted only in a few interviews with
the Committee Chair. The release of Volume Four marked the beginning of
greater media interest, in large part because it was seen to introduce a number
of highly controversial options (such as user fees) into the public debate over
the future of health care. During the cross-country hearings on Volume Four,
the Committee relied on in-house expertise for media relations, with a staff
member being assigned to deal with the media. This represented a step forward
and led to an increase in coverage for the Committee’s activities.
However, it was clear in the
run-up to the release of Volume Five that even more help would be
required. It was at this point that the Committee engaged outside media
relations experts to provide logistical support for arranging media “hits” and
to help draft the press kits documents – press release, highlights document and
backgrounders. Media interest peaked around the release of Volume Six,
and the coverage following the release of this final volume was extensive and
sustained.
In addition to its media
strategy, the Committee also worked to keep open the channels of communication
with both the federal and provincial governments. For example, prior to the
release of Volume Six Senator Kirby traveled across the country to brief
premiers on general issues related to the health study. This tour helped to
promote the Committee’s work and undoubtedly contributed to the favourable
comments from several premier’s offices following the release of Volume Six.
As well, several members of the Committee met with the premiers (or the
minister of health) from their respective provinces once the report was public
in order to highlight how the recommendations in Volume Six could
benefit their province.
There was no contact
between the Committee and the Prime Minister’s office prior to the release of
Volume Six, on which the PMO was briefed once the report was public
The Committee maintained an
ongoing link with a number of federal officials, in particular in the Departments
of Health and Finance throughout its study, and the Department of Health
provided numerous witnesses to appear before the Committee at the various
stages of its study.
The Committee and the
Romanow Commission
The Committee had already been
at work on its study for well over a year when the Prime Minister appointed Mr.
Romanow as Commissioner on the Future of Health Care at the beginning of April,
2001. The Committee was then in the middle of its hearings for Volume Two,
and had to decide whether the creation of the Romanow Commission should cause
it to alter its plan of work. Although the Committee was concerned that the
public might feel that it was unnecessary to have two federal bodies engaged in
parallel studies of the same subject, it did not hesitate in deciding to pursue
its own work. In the first place, there was a sense that the work done till
then should not go to waste. Second, it seemed quite likely to the Committee
that its approach would be sufficiently different from that of Mr. Romanow and
that the public and the government would consequently benefit from having a
variety of options on the table.
In fact, an argument can be
made that the ongoing work of the Romanow Commission not only did not detract
from the public profile of the Committee, but even served to raise it. For
example, on April 25, a week following the release of Volume Five,
Senator Kirby responded to a criticism of the Senate health study by Mr.
Romanow, who felt there was not enough evidence to support the Committee’s
conclusion that health system was not fiscally sustainable. Mr. Romanow was
quoted in the National Post as saying, “I need to have some evidence as
to why it’s not sustainable. The [Kirby] report implies that we’re on
autopilot…[and] we’re going to get hit by another little planetary missile and
that’s it, we can’t do anything about it. I just don’t believe it.” Senator
Kirby defended the Committee’s work by stressing that the Committee had
provided the numbers on rising costs in the health system and added that three
other prominent studies of the Canadian health care system had reached the same
conclusion as the Senate committee.
The specific issue over which
the two men differed is less important in this context than the impact of this
dispute in terms of the media attention directed at the Senate Committee. In
many ways, this incident was an indication that the work of the Committee was
being scrutinized on the national stage in the same way as that of the Royal
Commission. In fact, coverage of the Senate Committee following this exchange
increased significantly and when the Commission was subsequently featured in a
story it would often be accompanied by a reference to the Committee’s work.
Comparing Costs
It is not the purpose of this
paper to compare the work of the Senate Committee with that of the Royal
Commission, either in terms of process or content. However, it is clear that
the resources to which the Royal Commission had access, allowed it to engage in
forms of consultation with the Canadian public and to secure a range of outside
research that were well beyond the means of the Committee. Forty peer-reviewed
research papers, three major research projects, a citizen's dialogue project, a
series of research roundtables and a consultants report on the costs of home
care were done on behalf of the Romanow Commission. There is no doubt that the
accumulation of this body of research and evidence constitutes an important and
positive legacy of the work of the Royal Commission. The Senate Committee commissioned
a total of six papers of widely varying length. The Committee only had two
full-time researchers assigned to it by the Library of Parliament, compared to
the fourteen full-time researchers on the Royal commission's staff.
However, it is nonetheless fair
to assert that despite its more constrained resources, the Committee's reports
attained a high level of quality, and this has been reflected in the press
commentary on the Committee's work. Given its limited resources, the Committee
had to target its expenditures on outside research very carefully. It is
arguable that the Committee adopted an approach that was both cost-effective,
and allowed for a close incorporation of the outside research into the final
report.
Thus, the Committee was able
to integrate effectively the work of outside consultants into the chapters of
its final report on the public funding of health care, its national post-acute
homecare program and its proposal for a national catastrophic drug program.
This was in large part because the Committee engaged the consultants only when
it had reached a stage in its reflections where their work could be directed
towards very specific ends. The Committee knew what it needed and had
identified those people who were capable of producing the research it required.
Conclusion
It is clear from even this
brief overview of the work of the Standing Senate Committee on Social Affairs,
Science and Technology that, given the right circumstances, Senate Committees
can play a unique and valuable role in critical public policy debates. In this
instance, the appointed nature of the Senate was an asset rather than a
liability, as it is often thought to be by critics of the institution. It meant
that the Committee was able to take risks and to push the policy envelope
towards the outer bounds of political feasibility. The institutional culture of
collegiality and bi-partisan cooperation that prevailed created an
non-confrontational atmosphere for debating a highly complex and controversial
topic.
Moreover, the Committee was
able to devote itself, almost without interruption, to a single topic of study
over the course of two and a half years, something that would be almost
unthinkable in another context. This has led to the Committee having been
recognized as perhaps the key ongoing site for the public discussion of health
policy. The Committee’s experience with the health care study to date bodes
well for it being able to sustain this role during the thematic studies it has
now set for itself, and beyond.
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