At the time this article was
written Donald Rowat was Professor Emeritus of Political Science at Carleton
University. He is author of The Ombudsman Plan, recipient of an award from the international
Ombudsman Institute and past President of the Canadian Study of parliament
Group.
In 1967 two provinces, Alberta
and New Brunswick, became world leaders among democratic countries by
appointing an ombudsman, as an agent of the legislature, to receive and remedy
complaints about bureaucratic action (or inaction). Soon other provinces
followed suit, as did governments in other democratic countries at the
national, state and municipal levels. Within ten years all provinces except
Prince Edward Island had adopted the institution, and by 1995 it had spread
around the democratic world.
Of the 180 ombudsman offices in the
world, 65 are national, 70 are provincial, state or regional, and 45 are at the
municipal level. Developed countries with national schemes are the Nordic
countries (where the institution began), New Zealand, Netherlands, Britain,
France, Israel, Austria, Germany, Spain and Australia. Australia has an
ombudsman not only at the federal level but also one for each of its six
states.
The federal government in Canada,
however, has not yet adopted this badly needed bulwark of democratic
government. In 1978 the Trudeau government actually introduced a bill to
provide for an ombudsman, but, for reasons which are difficult to explain,
never proceeded with the measure. A rumoured explanation, hard to confirm
because of cabinet secrecy, is that the cabinet, split on the measure to begin
with, became put off by the bold way in which Ontario’s new ombudsman, Arthur
Maloney, was battling the government of Ontario. Since that time, presumably
for fear the ombudsman might criticize the government itself, no federal
government has had the political fortitude to provide for a general ombudsman.
It is true that since then the
federal government has created five specialized complaint officers for specific
purposes. The first one was the Commissioner of Official Languages, among whose
functions is that of remedying complaints from the public about the
bureaucracy’s use (or non-use) of the two official languages. But the
Commissioner has other and more proactive functions than those of the classical
ombudsman, and so his status as a genuine ombudsman is doubtful.
The second complaint officer to be
created, one closer to the classical ombudsman, was the Correctional
Investigator, who investigates complaints from prisoners and recommends
remedies. But he is an officer appointed by the Solicitor General, not an
independent officer of Parliament like an ombudsman (though his independence
was strengthened recently by legislation).
The next ombudsman-like office was
the Privacy Commissioner, appointed under the Canadian Human Rights
Act of 1977 to receive complaints about the bureaucracy’s handling of
personal information. The Commissioner was then absorbed under the Access to
Information and Privacy Act of 1982. This Act also provided for the fourth
complaint office, the Information Commissioner, to receive complaints about
refusals of requests for government documents. The fifth one is the
Public Complaints Commission for the RCMP, set up in 1988. In this case the
office does not receive and investigate all complaints directly, but instead
monitors complaints to the RCMP about police actions.
Though all five of these offices
receive complaints and recommend remedies, only three of them can legitimately
be called ombudsmen in the sense that they have all four essential features of
the ombudsman concept: being an officer of Parliament and thus independent of
the executive, receiving all complaints directly, and having the power to
investigate them and recommend remedies. But the main problem is that, even
adding to all five offices together, they cover only a very small fraction of
the thousands of administrative decisions and actions taken each year at the
federal level. To the average citizen the federal public service is
bewilderingly big and complex. It has nearly 600,000 employees, more than 50
departments and department-like agencies, and over 100 semi-independent
organizations of various kinds and sizes. For this reason it is hard to
understand why the federal government has not created an ombudsman scheme that
covers the whole administrative system.
In recent years, with the coming of
democracy in many more countries, there has been a resurgence of interest in
the ombudsman plan. The new democracies of Eastern Europe and Latin America are
seriously discussing it, and several have already adopted it. Also, the
Administrative Conference of the United States, a body that monitors federal
administrative agencies, recently had a study prepared on the concept and
passed a resolution in favour of the idea. In Canada, the federal Law Reform
Commission recently recommended a federal ombudsman in one of its
administrative law reports. It was working on a full report with detailed
recommendations for a federal scheme just before the Commission itself was
abolished by the Mulroney government.
By now the provinces have had
successful ombudsman plans operating for nearly two decades, and Ontario and
Quebec have two of the most fully developed and most highly regarded schemes in
the world. All of the provincial ombudsmen receive numerous complaints against
federal departments and agencies, and feel frustrated because they cannot deal
with them. At their annual conference they have collectively urged the federal
government to take action on the matter.
Australia has had a federal
ombudsman, operating with great success, since 1975. By now his office handles
more than 17,000 complaints and over 23,000 inquiries a year, and this is done
with a full-time staff of only 95. Since Australia’s population is much smaller
than Canada’s, this gives you some idea of the tremendous number of complaints
and inquiries that would be received by a federal ombudsman in Canada. Since
typically an ombudsman finds that about 20 per cent of complaints are
justified, Australia’s experience indicates that every year there must be
thousands of Canadian citizens who suffer from maladministration by our
federal bureaucracy and for whom no remedy is ever found. A democracy
should be ashamed of treating its citizens in this way.
A frequent argument that has been
used to oppose a federal ombudsman is that other avenues for complaint and
remedy are already adequate. The three traditional avenues have been these:
complaining to your Member of Parliament, airing your complaint in the press,
or taking your case to the courts. All of these have serious inadequacies.
Regarding complaints to MPs, the
main problem is that the administrative side of government is far too big in
relation to the total number of MPs. They cannot possibly handle all of the
potential complaints against the administration in our gigantic federal
bureaucracy. Also, they are all members of political parties, and so may be
suspected of being partisan. They are expected to devote a lot of their time to
policy-making and to become experts on legislative matters, and therefore do
not have the time that is needed to investigate minor administrative
complaints. Another problem is that the majority party’s MPs hesitate to
complain against their own government. And Ministers are very likely to support
a decision made by one of their own officials, even if made by a relatively
junior one within the department. A related problem is administrative secrecy.
MPs are often unable to get at relevant information about why a decision was
made. This is why, even though there is an Access to Information Act,
even MPs may have to resort to using it.
If we look at the press as a device
for airing complaints, there has been an interesting development in recent
years - the newspaper ombudsman. Newspapers have instituted what are often
called "Action Line" or even "Ombudsman" columns, which
receive complaints from the public, try to settle them, and then write up the
most interesting cases in the column. Although these columns often settle
administrative complaints, there are serious limitations on what they can do.
They deal with any kind of complaint, not specifically complaints against
government administration, and so do not have the expertise necessary to
investigate in any administrative field. They have no specific legal power to
investigate as the ombudsman does, and so, because of administrative secrecy,
often they cannot get at the relevant information in a case. Because they exist
in some localities but not others, their coverage of the total need is spotty.
If they happen to take an interest in a case, they may get success, but one
cannot be sure they will deal thoroughly or fairly with all the complaints they
receive.
Turning to the courts, they are not
at all satisfactory for handling administrative complaints. The power of the
courts to review administrative decisions is very limited - mainly to reviewing
the fairness of the decision rather than the content. And courts are costly:
only the well-off can really afford to make appeals to the courts. Courts are
also slow, cumbersome, and complicated, often using ancient prerogative writs
and nearly always requiring the services of a lawyer. Because of these
disabilities we in the English-speaking world have been too proud of our
tradition of using the ordinary courts to protect the rule of law. The
Europeans have been far ahead of us with their specialized, easily accessible
administrative courts and their laws on administrative procedure.
Our courts are ill-equipped to
handle the thousands of complaints that an ombudsman receives.
One can argue that there is a
greater need for a federal ombudsman in Canada than in Australia, because
Australia has recently set up a special court for administrative appeals. From
the viewpoint of dealing fairly with citizens, our federal administration has
the following weaknesses:
many independent agencies with power to decide individual cases;
limited opportunities for appeal to the courts;
antiquated laws on Crown privilege, expropriation and government
liability;
weak arrangements for free legal aid to needy people.
There is also inadequate
prescription of administrative procedure, with no national Administrative
Procedures Act as in the United States and several West European countries.
Even if there were to be reforms in
all these areas, a federal ombudsman office would still be desirable because of
the relative ease and cheapness with which it could settle minor grievances, and
the recommendations it would make for improving administrative action. The
immediate adoption of an ombudsman system would help to bring about these other
reforms. Most of them are legally complicated and technical, and it is
therefore difficult to create an informed public opinion about them. A
government does not easily submit to limitations on the free exercise of its
own executive powers that such reforms imply. The ombudsman system, on the
other hand, is simple, easily understood, has great popular appeal, and does
not limit a government’s powers. The public discussion generated by the
creation of a federal office, and later by the office’s own recommendations for
reform, could help to bring about these more technical reforms in the realm of
administrative law. Now that the Law Reform Commission has been abolished, the
need for a federal ombudsman is greater than ever. In relation to the benefits
it would give us, it is a cheap reform that we cannot afford to do without even
in a period of financial stringency.