At the time this article was published
David Cheifetz, a lawyer was with the Law and Government Division of the
Research Branch of the Library of Parliament. This article was a modified and
abridged version of a background paper prepared for delegates to the
Twenty-second Canadian Regional Conference of the Commonwealth Parliamentary
Association.
Parliamentary privilege is the sum of the
peculiar rights enjoyed by each House collectively and by members of each House
individually. While part of the law of the land, privilege is to a certain
extent an exemption from the ordinary law; However, its object is not to
further the self interest of members. It is intended to protect them from
harassment in the course of their legitimate activities in and out of the
House. Any act which impairs, whether directly or indirectly, the independence
of a member in the performance of his duties may be considered a breach of
privilege. In recent years the question has arisen as to whether the
interception of a member's confidential communications amounts to a breach of
privilege. This article examines the issue in terms of statutory protection
available to all citizens, evidentiary privilege available to members of
certain professions, and in terms of strict parliamentary privilege.
At common law mere eavesdropping may have
been a breach of good manners and possibly a breach of the peace, but it was
not a criminal offence in Canada until 1976 when the Criminal Code was amended
so that everyone who wilfully, intercepts a private communication by means of any
sort of device, without lawful excuse, or who discloses part or all of an
intercepted private communication, without lawful excuse, commits a criminal
offence. As a result private communications of members of Parliament are
protected by statute from unauthorized interception. to the same extent as the
private communications of the rest of the public.
The Criminal Code provides that interception
and disclosure are lawful where at least one of the intended parties to the
communication consents to the interception or where an authorization for the
interception is given by a competent court. When a confidential communication
is unlawfully, intercepted and there is a conviction for the offence, the
persons whose communication were intercepted have a right, under the Criminal
Code, to punitive damages up to $5,000 from the person convicted. Police
officers as well as servants of the Crown in the Right of Canada are subject to
this sanction. Provincial Privacy Acts in British Columbia, Saskatchewan and
Manitoba also provide for damages in cases of unlawful interceptions. Other
legislation in Ontario, Quebec, Manitoba and Alberta provides that any person
who, without lawful excuse or authorization, intercepts or discloses messages
passing over telephone lines commits an offence under the legislation. The
constitutional validity of such legislation has been affirmed in Ontario.1
In Quebec, it. appears that the right of
privacy is recognized by the civil law so that the unauthorized obtaining and
disclosure of information amounts to a delict, at least where the conduct of
the wrongdoers in obtaining and disclosing the information can be characterized
as fault.
Mail, whether that of the public at large or
members of Parliament, once posted, is protected by the provisions of the
Canada Post Office Corporation Act2 which make it illegal for anyone
other than the addressee to open such mail unless authorized by the Act. The
areas and grounds for authorization are limited and do not appear to provide
any basis for the opening of a member's correspondence if he is not engaged in
any illegal activity. There is no provision in the legislation which provides a
member with any special protection merely by virtue of his status as a member.
Evidentiary Privilege
Some confidential communications are not
subject to compulsory disclosure at the instance of a court or other tribunal.
The prime example is communications between lawyers and their clients. The
rationale for such privileged communications is that the relationship in which
the communication occurs requires full and frank disclosure between the
parties. There are four criteria which must be satisfied before the common law
courts of Canada will recognize the existence of a privilege of this sort:
( 1) The communications must originate in a
confidence that they will not be disclosed.
(2) This element of confidentiality must be
essential to the full and satisfactory maintenance of the relation between the
parties.
(3) The relation must be one which in the
opinion of the community ought to be sedulously fostered.
(4) The injury that would inure to the
relation by the disclosure of the communications must be greater than the
benefit thereby gained for the correct disposal of litigation.
However, the mere fact that confidentiality
is essential to the viability of the professional relationship under
consideration is not, of itself, sufficient for the extension of evidentiary
privilege to that relationship; confidentiality is merely a material
consideration. Similar treatment is accorded the fact that the information was
disclosed to the recipient in confidence.3
The specific question of the existence of a
professional evidentiary attaching to the relationship between a member of
Parliament and member of the public was considered by the Ontario Court of
Appeal which held that there was no such privilege.4 The issue arose
in the context of the right of a member of the Ontario Legislative Assembly, Ed
Ziemba, to refuse to disclose. in the course of criminal proceedings in which the
member had been subpoenaed to testify as a witness, the source of certain
information which he had obtained. However. the decision of the case is of
general application. The courts held that no privilege entitling the member to
refuse to testify existed by virtue of statute, in Ontario, and that the
relationship between a member of a legislative assembly and a member of the
public did not satisfy all four criteria referred to above. The court rejected
an attempt to analogize the position of a member receiving information to that
of a police officer or other authority receiving information in the latter
situation, the courts have held that the authority cannot be compelled to
disclose the source of the information using a rationale of public interest In
the efficient administration of justice.5 The relevant statutes in
Ontario are analogous to those existing in the remainder of the Commonwealth.
Given the reasoning in the Ziemba case, It
appears that the common law principle which applies to protect confidential
communications between the public and government officials and to Internal
governmental communications and documentation is not applicable to a member of
Parliament acting solely in that capacity. Historically, this principle has
been referred to as a "Crown privilege, or "prerogative" and the
claim of privilege asserted by the government or one of its agencies.6
There do not appear to be reported cases in the Commonwealth where the
principle was applied to information possessed and obtained by a member of the
legislative assembly acting solely in that capacity.
There are, however, recent judicial
pronouncements in England which indicate that the principle traditionally
referred to as the "Crown privilege" or prerogative" is not
accurately described in this fashion. Rather, the principle is one of
disclosing or protecting information on the basis of the public interest in the
nondisclosure of the information in issue. The position appears to be that the
involvement of the Crown seems merely to be evidence from which it can be
concluded the public interest. is involved.7
Although the Ziemba case refers to the
public interest principle, the case decides only that no general professional
evidentiary privilege exists for the relationship between a member of
Parliament and a member of the public. The case does not determine that a
member of Parliament, as a member, cannot come into possession of information
whose nondisclosure might injure the public interest and assert a claim of
privilege on that basis in respect of such information in judicial or
quasi-judicial proceedings.
There have been judicial pronouncements that
the categories of public interest are not closed and evolve with society,
altering from time to time. If that is so, it may be that at some future date
the courts of Ontario will reconsider the decision in the Ziemba case and that
the courts of other Commonwealth jurisdictions, assuming they now would find
the reasoning of the Ontario Court of Appeal persuasive, would render a
different decision if the question of the legislative evidentiary privilege
were in issue.
In that respect, it 'Is worthwhile noting
that the conception of the duties of the member of Parliament appears to be
expanding beyond that of mere legislation; legislation being only one of a
number of duties which now include mediation between government and citizen.8
This mediation or ombudsman function might, at some future date, form the basis
for an extension of the evidentiary professional privilege to members of
Parliament acting in that capacity.
Parliamentary Privilege
Parliamentary privileges exist, in Canada,
by virtue of statute. For the House of Commons and the Senate, they exist by,
virtue of the British North America Act, and the Senate and House c!f Commons Act,
which, in essence, provide that both Houses have the privileges, immunities and
powers possessed by the United Kingdom House of Commons in 1867 to the extent
such privileges, immunities and powers are not inconsistent with the BNA Act,
and such privileges, immunities and powers as are defined by an Act of
Parliament not exceeding those of the United Kingdom House of Commons. The
status of privilege in the provincial legislatures is analogous.
While it is not open to Parliament, at
present, to create new classes of privilege, the types of act which can amount
to contempt are not closed and are not limited to those for which there are
existing precedents. Accordingly, the fact that electronic surveillance was not
contemplated by the Parliament of the United Kingdom in 1867 does not preclude
such conduct from amounting to a breach of a right attaching to Parliament or
to its members.
In recent years. Special Committees on
Privilege of the Yukon and the British Columbia Legislative Assemblies have
concluded that any, electronic surveillance – wiretapping – of their members'
legislative office telephones by the police, at least without the consent of
the Assembly. where the member is not implicated in criminal activity. is
contempt of that Assembly and a breach of the privileges of speech (Yukon) and
of freedom from obstruction (Yukon and British Columbia).9 The
British Columbia Committee came to the same conclusion with respect to
wiretapping of a member's constituency office telephone where the matters
discussed are "intimately" involved with the member's functions in
the Legislature.10
In 1957 a British Committee of Privy
Councillors examined the question of the interception of communications. They,
concluded that the unauthorized interception of a member's confidential
communications could constitute a breach of privilege but that the government
might, in accordance with applicable law and procedure, intercept the telephone
communications of a member without this necessarily constituting a breach of
privilege. The Committee further stated: "a member of Parliament is not to
be distinguished from an ordinary member of the public, so far as the
interception of communications is concerned, unless the communications were
held to be in connection with a Parliamentary proceeding.11
The following propositions appear to flow
from the conclusions of the Committee: (1) there will be no breach of privilege
where there is a valid interception by the government where the communications
are not in connection with a proceeding in Parliament; (2) there will be a
breach of privilege in any other circumstances; and (3) whether or not there is
a breach of privilege, the government is nonetheless entitled to intercept the
confidential communications of a member, if the interception is authorized by
the laws determining the legality of such conduct.
It appears to be the opinion of the Special
Committees on Privilege of the Yukon and British Columbia Assemblies, contrary
to that of the Committee of Privy Councillors, that the interception of their
members' confidential communications is per se a breach of privilege or
contempt in the absence of any evidence that the m ember, himself, is engaged
in criminal activity. The British Columbia Committee referred to a requirement
that there be "evidence that the member is directly implicated in the
commission of a crime" if there is not to be a breach of privilege or
contempt.12 Given that the wiretaps and circumstances resulting in
the Yukon Committee involved a police investigation into the conduct of someone
other than the member, and the Committee concluded that a breach of privilege
and contempt had occurred, the requirement as to criminal conduct on the part
of the member seems necessarily implicit in the Committee's conclusions.
Since, for Canada, criminal conduct on the
part of the person whose telephone lines are "wiretapped" is not a
necessary prerequisite to a legal interception of his confidential
communications, interceptions which would not be either contempt or breach of
privilege if the law is as suggested by the Committee of Privy Councillors
would be such if the law is as suggested by the Yukon and British Columbia
Committees. It appears from their Reports that neither of the British Columbia
or Yukon Committees considered it relevant that the interceptions were
authorized under the Criminal Code. The Reports contain no discussion of the
effect of such an authorization on the question of privilege or contempt.
Assuming, then. that an interception of the
confidential communications of a member of Parliament may, in the appropriate
circumstance, amount to a breach of privilege or contempt of Parliament, the
question is: what protection is given such communications by the fact that the
person or agency responsible for the interception may be found in contempt of
Parliament or in violation of a parliamentary privilege'? Parliament, and
legislative assemblies in the common law system, have the power to punish
parties whose conduct is contempt of Parliament or is a breach of a Parliamentary
privilege. Parliament may commit to jail, reprimand or admonish. Only once, in
1913, has the Parliament of Canada, In that case the House of Commons,
committed anyone to jail.13
An interesting conundrum arises where the
interception was authorized under the Criminal Code. As indicated. the
conclusions of the Special Committees on Privilege of the Yukon and British
Columbia Legislative Assemblies seem to indicate that the person(s) involved in
the interception will breach a privilege or be in contempt of the Assembly
notwithstanding that the interception was authorized under the Criminal Code if
the basis of the interception was other than an investigation into criminal
conduct on the part of the member. Would any legislature be willing to hold the
police, for example, in contempt in such a situation" The British Columbia
Committee avoided the problem by finding that the police had no knowledge that
their actions in wiretapping the member might be a breach of privilege or
contempt and by recommending that no action be taken against the police.
Where the authorization for interception of
the member's communication is an order of a court, the interception is riot
merely legal in the sense of not Illegal, that is, not contrary to law. It has
been permitted by a positive act of a court. For Parliament to then declare
such conduct improper and punish or attempt to punish is to have Parliament
impugn the court. The assumption must be made that the court granting the
authorization took into account the fact that the interception was to be of a
member's communications in its decision as to whether to authorize the
interception. The police are placed in an unenviable position if their conduct
sanctioned by a court and legal under the Criminal Code nevertheless exposes them
to penalty. However, if the legality of the interception under the Criminal
Code does not derive: from an order of a court, then this concern does not
exist and there does not appear to be any necessary impediment to the
interception amounting to contempt or breach of privilege.
Where the interception is the result of some
action within the precincts of Parliament taken by the party making the
interception and permission for that action has not been obtained from the
House or Senate or at least the Speaker of the appropriate House, in advance,
then the interception may amount to contempt14, given the
entitlement of Parliament to exclude "strangers" and the requirement
that "strangers" present within the precincts of Parliament have the
consent of Parliament. However, if the interception is contempt on this basis,
it is contempt because of the conduct producing the interception, and riot
because of the fact of the interception itself. There is some question as to
whether the consent of the Speaker will be sufficient or whether the House
itself must consent. In 1973 the House of Commons, Report of the Standing
Committee on Privileges and Elections indicated that the Speaker's consent is
sufficient. The Report of the Special Committee on Privileges, 1980, of the
Yukon Assembly concludes that only the Assembly itself can consent. Where the
purpose of the legal surveillance is to permit the covert interception of a
member's telephone communications, it seems paradoxical to require that the
House consent. It is difficult to see how the member in issue could be kept
unaware of the 6equest for the House's consent.
If, in certain circumstances, interception
of confidential communications between a member and some other person may
amount to a breach of a privilege, merely by virtue of the member's status as a
member, it is appropriate to consider what the essential characteristics of
such circumstances would be. Clearly, not all interceptions of a member's
confidential communications would amount to a breach of privilege, or contempt,
whether or not the interception is legal or illegal under the Criminal Code.
The communication would have to be, at least, in connection with a proceeding
in Parliament, and a communication by the member in his capacity as a member.
This has been held to mean the exercise of his proper functions as a member. It
is difficult to conceive how criminal conduct by, a member could satisfy this
requirement. Accordingly, there can be no protection for communications
relating to such conduct.
The meaning of "proceeding in
Parliament" has been considered in the context of the freedom of speech
privilege enjoyed by, members which grants the member of Parliament certain
immunities with respect to anything done or said in the course of proceedings
in Parliament. The exact scope of proceedings in Parliament is not settled.
There appears to be both a subject matter
and geographical aspect to the "proceedings in Parliament qualification,
although this duality, sometimes appears to be overlooked. With respect to
subject matter, 1, proceedings includes all business of Parliament and its
committees. "Proceedings" has been defined by Erskine May to mean
some formal action, usually a decision, taken by Parliament in its collective
capacity extending to the forms of business in which Parliament takes action.
the principal part of which is debate. Proceedings of a committee of Parliament
are considered to he within the meaning of proceedings in Parliament. It
appears from the Report of the British Columbia Special Committee on Privilege,
1980, that the Committee may have thought the constituency duties of a member
were within the area of matters protected by parliamentary privilege; however,
no authorities were cited for this opinion, if it was that.
The ambit of the geographical aspect of
"proceedings in Parliament" the ambit of "In Parliament"
appears unsettled. There is no dispute that this includes proceedings within
the walls of the House itself, and its committee rooms. There are now decisions
of the courts and conclusions of parliamentary committees which extend the
ambit of "in Parliament" to locales beyond the House or its committee
rooms on the basis that the proper functions of a member cannot be restricted
to conduct occurring on the floor of the House or within the walls of its
committee rooms. A judge of the Ontario Court of Appeal has stated that the
"modern judicial concept of the meaning and application of the phrase
"proceedings in Parliament" is broader than ". .. in the past
and that there is justification for this expansion in "the development of
the complexities of modern government and in the development and employment in
government of the: greatly extended means of communication."15
There is a decision of the Quebec courts (the Ouellet case) which is capable of
being construed to restrict the geographical aspect of "proceedings in
Parliament" to the floor of the House or within the walls of its committee
rooms. 16 However, the better view of the Ouellet case, which involved a
citation of contempt of court as a result of comments made by Mr. Ouellet in
the lobby of the House to a journalist about a judge and a judgment, is that it
was concerned only with the question of whether the member was acting in the
course of a proceeding the subject matter aspect. Accordingly the true basis of
the decision is that Mr. Ouellet's conduct, as merely a casual conversation,
was not in the course of a "proceeding" in Parliament and not that
the action would have been in the course of a 11 proceeding, had the proceeding
occurred within Parliament but, in the circumstances, was not "in
Parliament".
Conclusion
The unauthorized interception of
confidential communications of a member of Parliament, where the communications
relate to the member's capacity as a member and are in connection with a
proceeding in Parliament, appears to be a contempt of Parliament as well as a
breach of the member's individual parliamentary privilege. Members of
Parliament do not have, nor do they require, any special immunity to the
interception of confidential communications provisions of the Criminal Code.
Whether or not the unauthorized interception of members' communications, as
members, constitutes a contempt of Parliament or a breach of parliamentary
privilege. there is no evidentiary privilege under statute or common law,
attaching to confidential communications in a relationship involving a member
of Parliament carrying out his duties as a member, merely by virtue of the
status as a member, which entitles a member to refuse to divulge in court or
before any other competent tribunal confidential information received by the
member by virtue of and in his capacity as a member.
The relationship of a member of Parliament
with his constituents or the public is not one which. in the opinion of at least
one appellate court, requires confidentiality to ensure viability. There is
legislation of general application to all private communications making it an
offence to intercept such communications without lawful authorization. Such
legislation is applicable to members of Parliament acting in their official
capacities as well as their private capacities and extends to their official.
communications all the protection provided by the legislation, albeit in their
personal not parliamentary capacities.
Notes
1. R. v. Chapman and Grange (1973),
34 D.L.R (3d) 510 (Ont. C.A.)
2. Bill C-42, 1st Session, 32nd Parliament,
29-30 Eliz. II, 1980-81, Royal Assent April 23, 1981, repealing the Post
Office Act, R.S.C. 1970, p. 14.
3. Inter alia. Reference Re Legislative
Privilege (1978), 83 D.L.R. (3d) 171 (Ont. C.A.).
4. Reference Re Legislative Privilege,
supra.
5. Reference Re Legislative Privilege,
83 D.L.R. (3d) at 168-171é
6. Sopinka and Lederman, The Law of
Evidence in Civil Cases, Toronto, Butterworths, 1974, 1974, at 237-261.
7. Rogers v Home Secretary, (1973)
A.C. 388 at 400 (H.L) and D. v. N.S.P.C.C. (1977) I A11 E.R. 589 at 601-02, 605
et seq. (H.L.).
8. Yukon, Legislative Assembly, Report of
the Special Committee on Privileges, 1980 at 16. See also, A.G. of Ceylon
v. De Livera (1963) A.C. 103 at 125 (P.C.).
9. Yukon, Report of the Special Committee
on Privileges, 1980 and British Columbia, Report of the Special
Committee on Privilege, 1980.
10. Report of the Special Committee on
Privilege, 1980, p. 4.
11. United Kingdom, Report of the
Committee of Privy Coucillors, 1957, Cmnd. 283 pp. 27-28.
12. British Columbia, Report of the
Special Committee on Privilege, 1980, p. 5 and Yukon, Report of the
Special Committee on Privileges, 1980, p. 17.
13. See Canada, House of Commons, Debates,
1912-1913 pp. 3357 ff., 3451 ff., and 3645 ff. Where a person is so committed,
he must be released when the House of Commons prorogues, if not released
earlier: Erskine May, 1976), pp. 127-128.
14. Canada, House of Commons, Debates,
September 19, 1973, v. 11, p. 3; Canada, House of Commons, Report of the
Standing Committee on Privilege and Elections, 1973; Yukon, Report of
the Special Committee on Privileges, 1980, pp. 20-24, 25; British Columbia,
Report of the Special Committee on Privilege, 1980.
15. Roman Corp. Ltd. v Hudson's Bay Oil
and Gas Co. Ltd., 1972, 23 D.L.R. (3d) 292, p. 299 (ont. C.A.) affirmed on
other grounds, 1973, 36 D.L.R. (3d) 413 (S.C.C.).
16. Re Ouellet (No. 1), 1976, 67
D.L.R. (3d) 73 (Que. Sup. Ct.) affirmed, 1977, 72 D.L.R. (3d) 95 (Que. C.A.).