Robert Marleau
was Clerk of the House of Commons from 1987 - June 2000. At the time this
article was written he was Senior Advisor to the Speaker of the House of
Commons.
This article looks at the role of the
committee clerk in Canadian legislative bodies and, in particular, how some
reforms have changed and may continue to change the nature of the office at
both the federal and provincial/territorial level. This is a revised version of
a paper presented at the Special Conference on Parliamentary Committees held in
Ottawa in September 1999.
Clerks,
because of the nature of the profession, tend to develop an expertise in
precedent and parliamentary history. Sometimes we are viewed from the
outside, and perhaps even by some of our members, as being too rooted in
practice and perhaps a little arcane, if not archaic. Therefore I welcome
opportunities such as this to think about our role within the profession and
what the future holds.
My experience with committees started in
1969 following the major reform of 1968. The rules were change to provide
that virtually all bills be referred to Standing Committees. The old
Committee of Supply was abolished and all Estimates were also referred to
standing committees. When you compare this new situation with what committees
did previously you will see that it was a veritable “revolution”. The new
Standing Committees were smaller, more active and quickly became engaged in the
amendment of legislation. The supply process became a means to get
at issues in a timely fashion without an order of reference from the House.
Some committees developed a great deal of autonomy.
In 1985 the McGrath Committee made a number
of recommendations which enshrined into the Standing Orders the power for
committees to initiate their own inquiries. This was another watershed
and from 1985 to late 1990 through the two Conservative administrations
much changed in terms of how committees conducted their business. We are now
living in a Parliament where there are five political parties and the
government’s majority is quite small. One day we may have another
minority Parliament. Committee must conduct their business against
whatever political backdrop the electorate dictates.
Regardless of the changing institutional
context the role of committee clerks within the parliamentary system is
extremely difficult, not because of procedural matters or because of the issues
touched on by respective committees, but rather because of the inevitable
dynamic interplay between the clerk, the department, members of Parliament, the
committee staff and the committee chairman in particular.
Not only do committee clerks work
independently, but often they find themselves working virtually on their own
and often with only limited resources. It is then that they must rely on their
knowledge of the workings of a parliamentary committee to make any headway.
Unquestionably the biggest challenge is to serve the chair well, but equally, a
clerk must serve all committee members. This task requires a sustained effort,
especially if one is to avoid being caught up by the chair’s personality and if
one is to ensure that the committee runs smoothly, particularly when
contentious issues arise during meetings.
As clerks we are constantly trying to build
relationships. That is the biggest skill a committee clerk can hone,
first with the chair and then with the staff of the various political parties.
Building those relationships in a non-partisan way is not easy. In my
office, the most junior person on the any house leader’s staff may call wishing
to see me. I will give them almost the same access as an MP. Part
of my role in that situation is to educate this young whipper snapper who has
just discovered reasoned amendments and thinks he has a great idea.
I want to underline the dynamic between
clerk and chair because it is one that I have studied over the years.
It is really the critical role that a committee clerk plays. We are
all process people. It does not matter what the committee is considering.
It does matter that we understand what it is considering. I think
every committee clerk must know as much as the members about an issue that is
being debated around the table in order to be effective. To understand
where each individual member is coming from demands a different analysis and a
different observation process than the members are making about the issue.
It is the role we play in that dynamic that is critical.
How well do you know your chairman?
Obviously, one cannot go into a committee and say, “I do not do windows and I
do not carry baggage.” I have lifted some baggage on committee trips from
time to time. You must choose what boundaries you feel the profession
requires you to retain. Those boundaries vary to some degree. They
vary with the tolerance of the committee, the relationship you have with the
opposition, and the relationship the chairman has with the opposition.
Try to preach that you remain first and foremost the clerk of the whole
committee. It is the first thing I tell a new speaker and it is the first thing
I say about my role as clerk of the House of Commons when I speak at the
orientation session.
There is not much difference between being
clerk of the House or clerk of a committee. We have a very short window
during which to impress with our services and to get them to imprint properly.
If we blow it, it is my experience that in most cases it is lost for the
Parliament, with members in particular. In those early days, proving
oneself is critical. We do not have six months to establish our
credentials. Probably about six hours. Have a frank discussion.
Tell the chairman, “Here is what I am here to do and here is what you can
expect me to do. I can deliver beyond that if we have that kind of
relationship.” The complexity of each relationship must be taken into
account.
More often than not, committee clerks find
themselves with staff they did not hire, with outside consultants who know
little about the parliamentary process, and with staff that comes from the
political arena and have their own views on how the committee should get from
Point A to Point B. The Clerk must manage those relationships while
maintaining a non-partisan, non-participatory role in the issues before the
committee. The role of the clerk of the committee as the pivotal staffer
responsible for the process, probably will not change all that much. I do
not think it has changed all that much since 1968, although committees have changed
significantly.
What will change is membership. There are
about 80 million baby boomers on this continent about to retire. They have
money and time. Many of them will enter the political process which will
very much change the nature of the business we do in committee.
Baby boomers have dominated the political
agenda outside the House by their sheer numbers. In the House of Commons
right now, I think we have the first baby-boom dominated House in my
experience. It is subtly changing, but I think after the next election it
will be even more dominant. “Grey power” does not begin to define the
situation. They will enter the arena and they will set the agenda.
With that, however, comes another dimension
of the baby boom factor; that is, women in politics. As women leave their
empty nest we will see many more of them join the political process. They
will get a fairer shake in the electoral process and they will enter politics
in unprecedented numbers.
That will change the nature of the role of
the committee clerk because women seek, by and large, to find the compromise
and to make a contribution rather than to seek confrontation. Therefore, the
whole dynamic of committees as a forum could be affected by women entering
politics. Hence, the Clerk ‘s role in terms of assisting members achieve
their goals will change and we must prepare for that. The rules will
change in that kind of environment.
Technology is another area of change. When I
joined the House of Commons, I shared a secretary. She was just a
first-class individual, but when she got her first self-correcting Selectric II
typewriter, her efficiency quadrupled. When we abandoned Gestetner
stencils for photocopy machines, my productivity went up exponentially in terms
of being able to provide service to my members. However, I never imagined
that I would have to learn software like Access, Excel, PowerPoint, Outlook and
everything else that is at our fingertips these days in order to serve
committees.
Committee clerks must stay trained in these
new technologies. However, at the same time, some of these technologies
will put into question the very essence of committee work.
There is no doubt in my mind that
politicians will always wish to press the flesh. They will always want to
keep some contact. However, the reality is that citizens now have access
to Parliament and to parliamentary committees in an absolutely unprecedented
way. They can read the bills on line. They can read yesterday’s
transcript on line. They can e-mail the clerk and the chair instantly
when they learn something about the committee work. They also expect an
answer.
It was nice when we used to be able to sit
around for a few days and count on Canada Post to take their time about
delivery of letters. Now we all open our e-mail every morning to find
there are 40 more messages there than you had cleaned out last night. When you
get an e-mail from someone at 9 o’clock in the morning, they seem to expect an
answer by 4 o’clock in the afternoon. That will put a tremendous pressure on
the political process, on committees in particular, and on committee clerks.
I am not just referring to e-mail. The
citizen wants input now. The citizen wants to have their say in a timely
fashion. Not long ago we were still advertising in newspapers, asking for
briefs. Then we would select the briefs, the committees would look at a
few and print the odd one. When groups submit a brief now, they expect an
answer. It is not satisfactory for them to have submitted a brief, and then
they have to go through a committee report to find some reference to their
submission. It is an interactive expectation on the part of the citizens and
the witnesses.
Asking for more money for new technologies
will become harder and harder as well. It is a double-edged sword.
The citizen wants a response. We need to spend money in order to satisfy
that want. Yet, if we raise the budgets of our legislatures, they are
better equipped to pass judgement on the investment they have made.
Hence, those investments must be extremely targeted and extremely
transparent. That is a large political issue and one that clerks cannot
do much about.
Let me conclude with a few words about how
committees of the future might impact policy development? For some time now the
influence of the ordinary backbencher has been increasing and so has the
appetite for more influence. Successive governments have recognised this
and tried some imaginative techniques to give more influence to their private
members. For example the Constitution states that no bill shall be passed
by the House of Commons with an expenditure proposal without having a Royal
Recommendation attached. For a long time that meant that such Private
Members Bills were ruled out of order. As a result of rule changes in the
House of Commons it is now possible to allow a member to initiate and
potentially have a debate up to and including third reading, whereby the
ministry would then bring in a Royal Recommendation to cover the expenditure.
We have had one case so far. Now, one case does not make a trend,
but the fact that it is there means it will be used.
Can the model of 15 members around the table with a clerk, a chairman
and a witness survive in the next 20 to 25 years as a method of consultation?
Is it the most efficient way to reach citizens or groups of people who
are interested in the committee business? That is a question we must ask
and it is an issue we must anticipate.
The same thing will happen at the committee
level. We receive a lot of pressure because of the congressional system
south of the border where committees initiate legislation. Our own
members are expressing a desire to do more than just impact policy by
interviewing government bureaucrats. They want to make political proposals
— which become more and more binding upon the government of the day — through
the committee system or through the private member’s bill system.
The demand and the pressure from the
membership is changing. I am not saying we will see a lot more committee
reports debated on the floor of the House, but the fact that committees can
demand an answer from the government creates an interactive relationship where
the impact of the role of the committee will grow. We will also see, I
believe, a return to some of the concepts that were experimented with in the
early 1980s federally. Small mini-task forces will be charged to go out
there on a specific subject matter, and then the government of the day will be
affected by those initiatives.