At the time this article was written
Robert Slaven was a senior research officer with the Northwest Territories
Legislative Assembly.
The new committee structure adopted
by the Legislative Assembly of the Northwest Territories is designed to help
MLAs better deal with the difficult challenges they face by providing more
involvement in the governing process. The NWT Legislature is the only one in
Canada where there are no political parties. Under the new system, the Standing
Committees on Finance, Legislation, Public Accounts, and Agencies, Boards and
Commissions were eliminated and in their place, four new Standing Committees
were created. This article looks at the new system.
In 1994, the Government of the NWT
adopted the concept of grouping government departments into envelopes. Departments
with similar mandates were put together to improve government-wide planning and
budgeting. Three envelopes were created:
Social Programs includes the
departments of Health and Social Services; Education, Culture and Employment; Justice;
and the NWT Housing Corporation;
Resource Management and Development
includes the departments of Economic Development and Tourism; Renewable
Resources; Transportation; Safety and Public Services; and Energy, Mines and
Petroleum Resources;
Infrastructure includes the
departments of Finance; Public Works and Services; Municipal and Community
Affairs; Intergovernmental and Aboriginal Affairs; Executive; Personnel
Secretariat; and the Financial Management Board Secretariat.
The new Standing Committee structure
mirrors those envelopes. The Standing Committee on Social Programs, the
Standing Committee on Resource Management and Development, and the Standing
Committee on Infrastructure each have the responsibility to review budgets,
proposed legislation, bills, boards and agencies, public accounts, and division1
issues specifically related to the departments within their respective
envelopes. This way issues relating to a department are not split up among
different committees (as was the case with the old committee structure). Each
of these committees has five members
There are 24 Members of the NWT
Legislative Assembly. One is elected as Speaker, eight serve on the Executive
Council (Cabinet). The 15 ordinary MLAs serve on one of the three Standing
Committees.
The chairmen and deputy chairmen of
each of those three envelope Standing Committees sit on the Standing Committee
on Government Operations. This Standing Committee totals seven members, the
seventh being chairman Roy Erasmus, who was chosen to this post by the 15
ordinary MLAs.
The Government Operations Committee
will review issues with government-wide implications, including overviews of
the Government’s budget and financial situation. It will also consider budgets,
financial management, and appointments in areas that are outside the
responsibility of other Standing Committees including the Legislative Assembly
itself.
Two other Standing Committees
continue unchanged from the previous Assembly. The Standing Committee on Rules
and Procedures considers matters relating to the rules and procedures of the
House, as referred to it by the Assembly. The Management and Services Board has
the responsibility for the general administration of the Legislative Assembly,
including financial authority and policy advice on organisation and
administration, and is chaired by the Speaker.
Each of the Standing Committees has
a quorum of four. If regular committee members cannot attend a meeting there
are alternates who can attend in their place. The Government Operations Committee’s
quorum has to include the Chairman or his Deputy, and at least one
representative from each of the three envelope committees.
Review of Estimates
Estimates used to be reviewed by
the Standing Committee on Finance (SCOF). Soon after the election of the 12th
Assembly in 1991, it was decided that Capital Estimates and Main Estimates
would be considered separately. The Capital Estimates would be considered in
the fall, to allow Government departments and their contractors more time to
prepare for the short construction season in the following summer. The Main
Estimates would continue to be considered in the winter, as was previously the
case for the entire budget.2
With the election of the 13th
Assembly in October 1995, the new members chose to adopt a completely different
way of developing and reviewing the Estimates, along with the new Standing
Committee structure. It was expected that, without any changes, the pressures
of forced growth and reduced revenues from the Federal Government would lead the
NWT into a deficit position of $150 million for 1996/97, out of total revenues
of under $1.2 billion. Members realised that correcting this problem would
strain the abilities of the NWT’s unique form of consensus government to the
limit. At initial Caucus meetings (attended by all 24 Members) in November,
Members agreed that the budget development process should involve all Members,
not just Cabinet Ministers, as fully as possible. The new Standing Committee
structure was one means to that end.
Departments are now instructed to
prepare multi-year business plans, including both Capital and Operations and
Maintenance expenditures, to be reviewed along with the estimates by the
appropriate Standing Committees. The process adopted for the review of the
1996/97 budgets and business plans is as follows:
In late December first drafts of
departmental business plans are delivered to the clerks of the Standing
Committees. Committee staff review the plans and prepare briefing material.
In January the Standing Committee
on Government Operations meets for two days to review overall issues with the
Premier and the Minister of Finance. The individual envelope Committees then
spend about 10 days reviewing the draft business plans of the departments in
their envelope. Each Committee drafts a confidential report which includes
recommended changes to the business plans. Meanwhile, the Government Operations
Committee similarly reviews agencies which fall outside the envelope structure
(such as the Legislative Assembly itself, the Workers’ Compensation Board, and
so on), and prepares a similar report. The reports are presented to the Premier
and the Minister of Finance, and passed back to the departments.
In February second drafts of the
business plans are delivered to the Committee clerks, and a similar review
process takes place at the end of February.
In early April final business
plans, along with Estimates reflecting the business plans as amended, are
presented to Committees for review.
Following this final review, the
Estimates are presented to the House in early May, and the process should be
complete by the end of the month.
In future years, this review
process will be repeated, albeit between September and December. As well, since
this is the first effort at this new process, there will likely be changes made
once the review of the 1996/97 Estimates is completed. However, both Cabinet
Ministers and ordinary Members have expressed approval and appreciation of the
new process, and the opportunity it allows for all Members to participate fully
in the development of the Government’s estimates.
Notes
1. On April 1, 1999, the NWT will
divide into two new territories. Nunavut will occupy that part of the NWT north
and east of the treeline, and east of 115° W. The new western territory, as yet
unnamed, will occupy the area south of the treeline and west of 115° W.
2. The old Timetable for Review of
Estimates was as follows. In early September the Proposed Capital Estimates and
5-year Capital Plans were delivered to Standing Committee on Finance (SCOF).
Committee staff reviewed documents provided by Cabinet and the Financial
Management Board Secretariat (FMBS), and prepared briefing material for SCOF.
The met for approximately 2-3 weeks to review Capital Estimates. After an
initial day or two of reviewing briefing material prepared by Committee staff,
the Committee would meet with the Minister of Finance to discuss the overall
direction of the Capital Plan. Then, individual Ministers would appear
(generally assisted by their Deputy Ministers and Directors of Finance) to
discuss their departments’ Capital plans. Once all departments’ plans had been
reviewed, the Committee would sum up their discussions, and meet again with the
Minister of Finance to discuss overall issues which may have arisen. In late
September the Committee staff drafted the Committee’s Report on the Review of
the Capital Estimates, and the Committee met to revise the draft report as
necessary. In October the Minister of Finance introduced the Capital Estimates
into the Assembly. A day or two later, the Chair of SCOF tabled the Committee’s
report. Shortly thereafter, review of the Estimates commenced in the Assembly,
in Committee of the Whole. As with the SCOF meetings (which were not open to
the public), each Minister would appear to discuss their departments’ Capital
plans. Based on Committee recommendations, the Capital plans may have been
amended prior to introduction in the House, or deletions may be moved and
carried in Committee of the Whole. Typically, the process was complete by the
end of November. In late December Proposed Main Estimates were delivered to
SCOF. Committee staff reviewed documents and prepared briefing material. In
January SCOF met for approximately 3 weeks to review Main Estimates. The
process was analogous to the review of the Capital Estimates. In late January
Committee staff drafted the Committee’s Report on the Review of the Main
Estimates, and the Committee met to revise the draft report as necessary. In
February-March the Minister of Finance introduced the Main Estimates into the
Assembly. A day or two later, the Chair of SCOF tabled the Committee’s report.
The review process was, again, analogous to the review of the Capital
Estimates. Typically, the process was complete by mid-March.