At the time this article was
written Edward McWhinney was Member of Parliament for Vancouver-Quadra. This
article is based on his presentation to the Committee on Procedure and House
Affairs on May 9, 1996.
During the Spring of 1996 an
unusual question of privilege was referred to the Standing Committee on
Procedure and House Affairs. The question related to a communiqué sent to
Members of the Canadian Armed Forces by a Member of Parliament on October 26,
1995, a few days before the Referendum on Quebec Independence. The letter
stated that Quebec should create a department of defence and offer all
Quebecers serving in the Canadian Forces the chance to integrate into the
Quebec forces. The issue as to whether this letter constituted a breach of
privilege was referred to the Committee on March 18, 1996. One witness asked to
appear before the Committee was Dr. Edward McWhinney who was asked to advise on
the contemporary limits to the House’s power to punish or discipline its
Members for actions or conduct occurring outside Parliament. This article is
based on his testimony to the Committee.
The British Parliament, from whose
historical practice and Conventions our own House of Commons’ rules and
practice have been so largely received, was in its origins a High Court of
Parliament. The earliest ancestor of Parliament was the mediaeval Curia
Regis, in which judicial, executive and legislative functions were fused,
and this derived ultimately from the pre-Norman conquest, Anglo-Saxon, Witan. But
the process of attrition of the judicial functions of Parliament was well under
way by the 14th century and was completed with the outcome of the great English
constitutional battles of the 17th century.
The United States Constitution,
which was heavily influenced by 17th century English Puritan (Cromwell)
constitutional theory, directly incorporated the English constitutional
institution of Impeachment in its Article II, and this at a time when that
institution had virtually disappeared in Great Britain itself. The last two
British cases of Impeachment – of Governor-General Warren Hastings in 1787, and
Admiralty Treasurer Lord Melville in 1805, – both ended in acquittal. In fact,
the power of Impeachment had become politically redundant and unnecessary by
that time, with the development of the principle of Ministerial responsibility
before an elected House of Commons.
There is little doubt that, in its
"classical" constitutional use in England, Impeachment, together with
its constitutional analogue, Attainder, became high political acts of judgement
against the King’s Ministers, rather than legal trials in the strict sense in
which issues of criminal conduct would have to be proved. Indeed, the
popularity, with accusers, of Attainder rather than Impeachment, stemmed from
the fact that an Act of Attainder was not necessarily preceded by a
trial in which the accused could defend himself. But it was the development, by
the early 18th century, of Cabinet Government, with Cabinet responsibility
before Parliament, that explains the disappearance of Attainder, rather than
any reaction to its frequently (in legal terms) arbitrary, capricious and
politically vengeful character.
In an Expert Opinion given, on
invitation, to the American Senate Committee on Campaign Activities (Ervin
Committee) two decades ago I directed attention to the schism, in English
Constitutional history and practice, between Impeachment (Attainder) of a
"criminal" character, – that is, for acts alleged to be in breach of
the Criminal Law; and "political" Impeachment where what was
complained of was the manner of exercise of the political discretion of the
accused.1
American constitutional law has, of
course, taken a different course than that of Great Britain or, by legal
reception, Canada, because of the American Constitution’s explicit
separation-of-powers and system of inter-institutional checks-and-balances. But
the Impeachment of Andrew Johnson after the American Civil War is, in
historical retrospect, clearly a "political" Impeachment of the sort
rendered obsolete and unnecessary in Great Britain by the triumph of the
Parliamentary forces over Royalist Prerogative powers, in the English Civil
War. The more recent American approach to Impeachment of President Nixon
involved, for its part, a melding or confusion of "political" and
"criminal" impeachments, with the issue, however, becoming academic
with the President’s own resignation under fire.
The well-evidenced inadequacies of
Members of Parliament to handle highly technical "criminal", as
distinct from "political", processes, was one of the factors
hastening their demise in Great Britain itself. Added to this was the
latter-day emergence of the constitutional principle of Equality before the
Law, which would reject any special legal regime – substantive or procedural –
for Members of Parliament because of their Parliamentary status, as such. In
more contemporary legal parlance – amply recognised by Professor Dicey a
century ago, MPs should be subject to the ordinary laws of the land, administered
by the ordinary courts of the land. This principle is recognised in most
British-derived legislatures, with the strict statutory limitation upon those
legislatures’ power to expel Members of the legislature, by the legal
pre-condition of a prior conviction by the regular courts on one of only a few,
historically-qualified, heinous offences.
I had, a decade ago, in an Expert
Opinion rendered to the British Columbia Legislature, recommended against
the expulsion of a Member even though the Member had been convicted of an
offence before the ordinary courts.2 The offence did not, for these
purposes, come within the statutorily defined categories of felonies on which
such expulsion might be legally grounded. With the acceptance, since the
beginning of the 18th century, of a legal, maximum term-of-years for Parliament
and similar British-derived legislatures, such matters can always be corrected,
ultimately, by the voters, if need be.
The central conclusion must be that
the historical Criminal Law powers of Parliament, and specifically of the House
of Commons, have become obsolete with the emergence of Responsible Government.
To the constitutional trend,
already adverted to, of submitting Members of Parliament to the ordinary courts
and the ordinary laws of the land for purposes of adjudgment of alleged
criminal misconduct, should be added another, equally powerful, constitutional
principle that was reinforced by the unhappy experiences of the European
countries in the between-the-two-World-Wars era: That is the obligation of
political self-restraint of Parliamentary majorities in regard to minority
parties represented in their chambers.
While the British Parliament, under
occasional provocation, displayed an admirable political balance and
self-restraint in regard to its Irish Members in the late 19th and early 20th
centuries, Constitutional European legislatures, under similar stresses, often
did not. The "unholy alliance" of centre-right and extreme right
parties in the Reichstag in early 1933, in the vote expelling the extreme left
deputies, and thereby providing the constitutionally necessary two-thirds
majority in the legislature for the then government to adopt the so-called Enabling
Act abolishing the Weimar Republic for all practical purposes, is simply the
pathological example of the problems of allowing political judgements to be
made by Parliamentary majorities on what should, at base, be technical legal
issues to be resolved by ordinary legal processes before professional legal
tribunals.
My conclusion would be that
Parliament should act, and only act, upon a decision by the ordinary civil
tribunals of the land, rendered on an ordinary criminal process, in cases of
alleged criminal misfeasance by its Members.
In the instant case, my understanding
is that, in respect to facts occurring wholly outside the precincts of
Parliament, intervention of the ordinary civil authorities was initiated and
the ordinary civil processes exhausted, without, however, any verdict of
criminality or criminal misconduct being returned. On the constitutional
principles outlined, that would effectively dispose of the matter in legal
terms. It is unnecessary, on this basis, to go on to consider the ancillary
legal principle of double jeopardy, which is central to the Common Law legal
systems and also explicit in various Common Law-derived constitutional systems,
and which would otherwise come up for consideration if the House of Commons or
its Committees were to purport to re-try the same essential fact-situation already
examined and disposed of before the ordinary courts of the land.
Notes
1. See Edward McWhinney
"Congress and the Presidency and the Impeachment Power," Indiana
Law Review, Volume 7 (no. 5), 1974, pp. 833-851, "The English and the
American Impeachment Powers and the Constitutional Separation of Powers", Jahrbuch
des öffentlichen Rechts der Gegenwart, New Series,Volume 24, 1975, pp.
577-595. And see also "A Canadian’s View of the Presidency ", Wall
Street Journal, January 28, 1974.
2. See Edward McWhinney,
"Forfeiture of Office on Conviction of an Infamous Crime," Canadian
Parliamentary Review, Volume 12, Spring 1989.