The project Parliamentary Reform
Ten Years After was directed by a committee of experts made up of four
members with extensive knowledge of parliamentary committees: They included
Professor Réjean Pelletier of Laval university, Mathieu Proulx, former Director
of Research on Parliamentary Procedure at the national Assembly, Gaston
Deschenes of the Research Service of the National Assembly Library and Valmond
Bouliane, Director of the Committees Secretariat of the national Assembly. This
extract was reproduced by permission of the Secretary-General of the Quebec
national Assembly
The year 1994 marked the 10th
anniversary of the adoption of new Standing Orders by the Quebec National
Assembly. A project to analyze the impact of this reform was undertaken to
determine whether its initial objectives had been met, and whether those
objectives reflected Members’ current needs. The result, a report called Parliamentary
Reform Ten Years Later, included a comparative analysis of the committee
systems in Quebec and Ontario based on the information available in 1993-94.
This analysis, like the rest of the report, was designed to provide the Members
of the Quebec legislature with the means to analyze the reform and redefine
their own needs. The first part of the analysis of the committee system has
been translated and is reproduced here to make it available to Members of other
legislatures. The second part, dealing with the functions and resources of
committees in the two legislatures, will appear in a future issue.
The numerous similarities existing
between Quebec and Ontario, and between their parliamentary institutions, make
Ontario’s parliamentary committees a useful point of comparison in any study of
the Quebec system. The comparison is aided by the fact that the two provinces
have the same constitutional and parliamentary regime, identical constitutional
responsibilities, common origins, and a similar number of constituencies, as
well as being geographical neighbours, having related economies, and enjoying a
comparable level of public resources. Although the two provincial legislatures
have evolved differently over time, they have nevertheless done so in response
to similar needs.
Comparative Results
The following table shows that
Ontario parliamentary committees held a total of 339 sittings in 1993-94, for a
total time of 980.71 hours, a number of sittings roughly comparable to the
number held in Quebec in the same year.
Ontario-Quebec Activites Compared for Fiscal
1993-1994
|
|
Ontario
|
Québec
|
Activities
|
Duties
|
Sittings
|
Hours
|
%
|
Duties
|
Sittings
|
Hours
|
%
|
Public
Bills
|
21
|
164
|
605,40
|
61,73
|
63
|
128
|
396,74
|
42,48
|
Private
Bills
|
60
|
13
|
21,57
|
2,20
|
36
|
42
|
62,06
|
6,64
|
Estimates
|
7
|
19
|
48,08
|
4,90
|
9
|
8
|
15,83
|
1,69
|
Interpellations
|
S/o
|
S/o
|
S/o
|
S/o
|
8
|
8
|
15,83
|
1,69
|
Other
terms of reference assigned by the Assembly
|
2
|
10
|
29,35
|
2,99
|
5
|
17
|
76,97
|
8,24
|
Delegated
Legislation
|
1
|
12
|
31,03
|
3,16
|
0
|
0
|
0,00
|
0,00
|
Supervision
of Government Agencies
|
3
|
16
|
43,23
|
4,41
|
4
|
10
|
32,01
|
3,43
|
Appointments
|
1
|
18
|
36,38
|
3,71
|
S/o
|
S/o
|
S/o
|
S/o
|
Financial
Commitments
|
S/o
|
S/o
|
S/o
|
S/o
|
21
|
28
|
101,70
|
10,89
|
Other
terms of reference under standing orders
|
1
|
8
|
36,38
|
3,71
|
S/o
|
S/o
|
S/o
|
S/o
|
Designated
persons
|
2
|
29
|
80,37
|
8,20
|
1
|
1
|
2,77
|
0.30
|
Terms
of Reference on own initiative
|
1
|
9
|
12,03
|
1,23
|
0
|
0
|
0,00
|
0,00
|
General
Organizational
|
|
41
|
40,47
|
4,13
|
-
|
14
|
9,90
|
1,06
|
Total
|
99
|
339
|
980,71
|
100,00
|
172
|
325
|
934,02
|
100,00
|
This result must be interpreted
with some caution, since the comparison deals with a single year during which,
since it was an election year in Quebec, committee business was temporarily
reduced. Despite this reduction, however, the profile of committee activities
remained unchanged, providing a valid basis for comparison.
The table also shows that almost
all the functions of the Quebec committees have their equivalent in Ontario,
which tends to suggest that, overall, the committees play a similar role. The
Ontario committees do not engage in interpellation [debate of an issue between
a Minister and a Member] or examine financial commitments; on the other hand,
they have greater scope to supervise government bodies, since they are able to
examine the proposed appointments of directors to government agencies by
order-in-council. As we shall see later though, many of the functions, which at
first glance appear to be similar in nature, are carried out very differently
in the two provinces.
A breakdown of the workload of the
Ontario committees reveals a substantial difference between the two systems; in
Ontario, the examination of public bills represented 61.7% of committee work,
compared to 42.4% in Quebec. However, it should be noted that the number of
bills examined was lower (21 versus 63). The difference can probably be
attributed to the divergent nature of the work done in the two systems: in
Ontario, committees emphasize consultation with interested groups and
individuals rather than the detailed clause-by-clause consideration practised
in Quebec.
The Ontario committees devoted only
a quarter of the time devoted by their Quebec counterparts to the examination
of estimates (48.08 hours in Ontario as compared to 191.37 hours in Quebec).
The procedure followed in Ontario in this respect, as we shall see later,
differs greatly from that followed in Quebec.
In terms of functions relating to
parliamentary control, the Ontario committees spent more time examining the
Provincial Auditor’s report, looking at budgetary policy, overseeing public
bodies and examining draft regulations. The Quebec committees devoted more time
to monitoring government expenditure through the examination of financial
commitments.
Lastly, the Ontario committees
exhibited a little more initiative than the Quebec committees in 1993-94, since
one committee carried out a mandate on its own initiative for a total time of
12 hours 3 minutes, while no Quebec committee did so in the same year.
Another indication of autonomy lies
in the fact that the Ontario committees devoted 41 sittings, for a total of
40.47 hours, to organizing their business, while the Quebec committees, with a
similar workload, devoted only a quarter of that number of sittings to work
organization. Nonetheless, while the degree of initiative and autonomy
exhibited by the Ontario committees was higher than in Quebec, it still
represented only a tiny fraction of committee business as a whole.
Committee Structure
In addition to the Standing Committee
on the Legislative Assembly, which is the equivalent of the Committee on the
National Assembly, there are 10 standing committees in Ontario. Four of these
have sectoral policy fields and six others specialize in a single function. The
vocation of the four sectoral committees is similar to that of the Quebec
committees, in that they perform a number of functions in a circumscribed
policy field.
However, the number of functions
performed by the Ontario sectoral committees is smaller, and they consist
primarily in examining public bills, holding public consultations on matters of
general interest, and carrying out mandates they have assumed on their own
initiative.
The policy fields of these four
sectoral committees are defined on the basis of a list of ministries and
government agencies which is attached to the Standing Orders and may be amended
as changes are made to the government structure. One of the four committees has
a very narrow policy field, in comparison with the equivalent committee in Quebec,
but the other three have broader policy fields, which sometimes cover the same
area as three to five of Quebec’s committees. If the activities of the Quebec
committees were transposed into the Ontario structure, Ontario’s Standing
Committee on General Government and Standing Committee on Resources Development
alone would take care of two thirds of all committee activities.
A disparity of workload between the
various committees is more evident in Ontario than in Quebec. On the basis of
the 1993-94 data, it is clear that some Ontario committees, such as the
Ombudsman and Private Bills committees, actually sat very little during the
year. The specialized committees sat somewhat less often, and their sittings
were somewhat shorter, than the sectoral committees. In terms of the number of
hours of work, the sectoral committees accomplished a volume of work similar to
that of their Quebec counterparts. Both the Ontario and the Quebec systems
seem, barring exceptions, to provide operational frameworks that produce
sufficient amounts of work for committee members.
It should not be forgotten,
however, that the activities of Ontario’s four sectoral committees represented
a significant portion (58.6%) of the total workload of the ten committees, with
the bulk of their work (89.7%) consisting of examinations of public bills.
Ontario’s six specialized
committees generally carry out only one or two types of mandate, but with a
scope taking in the whole of government activity. The examination of estimates,
the examination of private bills and the supervision of government agencies are
three examples of functions assigned to these distinct, specialized committees.
Two other committees also
specialize in a single function; one is responsible for examining the
Provincial Auditor’s report, and the other monitors the activities and examines
the report of the Ombudsman. The Standing Committee on Finance and Economic
Affairs is something of a hybrid, since it is responsible for holding
pre-budget consultations and examining all the documents associated with the
government’s fiscal and economic policy, including public bills relating to
that policy. Lastly, the specialized Private Bills committee also has
responsibility for examining regulations, based on the relatively elaborate evaluation
guidelines and criteria set out in the Standing Orders.
The 1993-94 data indicate, however,
that this committee did not examine any regulations during the year, while
another, sectoral committee examined a draft regulation to be adopted under an
Act.
After this brief examination, then,
it is clear that the structures of the Quebec and Ontario committee systems,
and the terms of reference under which each committee operates, are highly
divergent, but that the overall results obtained are comparable. At this very
preliminary stage in the analysis, it could be concluded that the specific
arrangement of structures and functions in the two committee models does not
produce significantly different results.
Committee Membership
In order to gain a better understanding
of the similarities and divergences between the two systems, we will now
examine how the Ontario model functions in greater detail.
In Ontario, the composition and
size of each committee are determined at the beginning of each session, whereas
in Quebec they are fixed for a period of two years. The Ontario model has the
undoubted advantage of better reflecting the government’s legislative agenda,
but it also results in greater dependency on the government’s priorities and
limits the committees’ autonomy and ability to plan their activities over a
long period of time. In theory, the Quebec model offers greater independence
and security of tenure for committee members. However, experience has shown
that numerous changes in committee membership are made by the parliamentary
whips before the expiry of the term provided for in the Standing Orders.
Despite this the data suggests that, in Quebec, the length of time for which a
Member is assigned to a committee averages 24 months.
Ontario-Quebec Committees
Duties, Sittings, Hours, Members Attending
and Replaced
|
|
|
|
|
Ontario
|
|
|
|
|
|
|
Orders
of Reference
|
Sittings
|
%
|
Hours
|
%
|
Members
Attending
|
%
|
Members
substituted
|
%
|
Administration
of Justice
|
6
|
47
|
13,86
|
138,57
|
14,13
|
485
|
87,86
|
170
|
35,05
|
General
Government
|
8
|
61
|
17,99
|
197,35
|
20,12
|
573
|
93,63
|
262
|
45,72
|
Resources
Development
|
3
|
34
|
10,03
|
80,04
|
8,16
|
355
|
87,01
|
114
|
32,11
|
Social
Development
|
5
|
44
|
12,98
|
158,84
|
16,20
|
479
|
90,72
|
149
|
31,11
|
Estimates
|
7
|
21
|
6,19
|
48,80
|
4,98
|
193
|
76,59
|
71
|
36,79
|
Finance
& Economic Affairs
|
4
|
41
|
12,09
|
153,21
|
15,62
|
447
|
90,85
|
154
|
34,45
|
Government
Agencies
|
4
|
38
|
11,21
|
88,08
|
8,98
|
N/d
|
-
|
N/d
|
-
|
Ombudsman
|
1
|
5
|
1,47
|
2,95
|
0,30
|
46
|
76,67
|
7
|
15,22
|
Public
Accounts
|
1
|
34
|
10,03
|
89,63
|
9,14
|
367
|
89,95
|
119
|
32,43
|
Regulations
and Private bills
|
60
|
14
|
4,13
|
23,24
|
2,37
|
142
|
84,52
|
12
|
8,45
|
Total
|
99
|
339
|
100,00
|
980,71
|
100,00
|
3
087
|
78,43
|
1
058
|
34,27
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Quebec
|
|
|
|
|
|
Planning
and Infrastructure
|
45
|
76
|
23,38
|
209,11
|
22,39
|
688
|
60,40
|
151
|
21,95
|
Agriculture,
fisheries and food
|
9
|
16
|
4,92
|
35,84
|
3,84
|
123
|
64,10
|
14
|
11,38
|
Social
Affairs
|
16
|
26
|
8,00
|
60,39
|
6,47
|
207
|
53,10
|
33
|
15,94
|
Budget
and Administration
|
30
|
50
|
15,38
|
126,76
|
13,57
|
372
|
54,90
|
102
|
27,42
|
Culture
|
12
|
35
|
10,77
|
107,10
|
11,47
|
339
|
64,60
|
90
|
26,55
|
Education
|
14
|
28
|
8,62
|
86,72
|
9,28
|
252
|
60,00
|
40
|
15,87
|
Labour
& the Economy
|
22
|
42
|
12,92
|
141,43
|
15,14
|
474
|
59,70
|
135
|
28,48
|
Institutions
|
24
|
52
|
16,00
|
166,67
|
17,84
|
501
|
53,50
|
123
|
24,55
|
Total
|
172
|
325
|
100
|
934,02
|
100
|
2
956
|
58,50
|
688
|
23,27
|
|
|
|
|
|
|
|
|
|
|
The Ontario Standing Orders
stipulate that no committee may have more than 11 members, including the chair
and vice-chair, although in 1990, exceptionally, the Legislature set the size
of the committees at 12 members. In Quebec, the Standing Orders provide for
committees of at least 10 members; in 1993-94, committee membership varied from
12 to 21 members. It might be argued that, overall, the two systems are
equivalent once the number of committees has been taken into account, since the
132 committee positions in Ontario equate to the 128 positions existing in Quebec
at the end of the last legislature. Only one Quebec committee, though, had
fewer than 15 members.
In both Quebec and Ontario,
committee membership must reflect the numerical importance of the parliamentary
groups in the legislature. In Ontario, where there are three recognized
parties, the seats on all the committees were divided identically among the
parties in 1993-94: 6 seats for Government Members, 3 for Official Opposition
Members and 2 for Members of the second opposition party. The fact that all the
Ontario committees have an identical structure facilitates the organization and
logistics of their proceedings, but tends to limit the chances of individual
Members to sit on the committee of their choice. This constraint may
nonetheless constitute an advantage in that the "scarcity" of
available seats generates competition among the Members, thus ensuring that
each committee is ultimately composed of the individuals having the greatest
interest in its work.
Independent Members have no seats
on Ontario committees, in contrast to Quebec. As in Quebec, though, any Member
of the Ontario legislature may participate in committee proceedings, with the
permission of the committee, but may not vote or make motions. On this point
the Quebec model is more flexible with respect to Members of the legislature
who are not committee members, and in particular independent Members,
especially during the examination of bills and estimates. On the other hand,
the expansion of a committee to take in non-members does not promote the
development of team spirit or generate synergy within the committee, and this
may have an adverse effect on its autonomy.
In Ontario, unlike Quebec, there
are no rules to limit the assignment of a Member to more than one committee.
However, the smaller size of the Ontario committees is a significant factor in
limiting the extent to which Members can take on multiple duties.
One major difference between the
two systems should be emphasized. Ministers are not members of the Ontario parliamentary
committees, although in a variety of circumstances they may be called on to
take part in committee proceedings as witnesses. In Quebec, on the other hand,
the minister responsible for a mandate assigned by the Assembly is
automatically assigned to the committee concerned, especially in connection
with the examination of a bill.
Having a minister on a committee
undoubtedly confers greater status on the proceedings, since through the
ministers the Government is associated with the proceedings and the submissions
made at committee by Members of the legislature or witnesses have a greater
chance of having a direct influence on the decision-making process. However, it
is recognized that giving a minister the status of committee member, even if
only for the duration of the mandate, invariably reduces the committee’s
independence and autonomy. The mere presence on the committee of a minister,
who has status, powers and resources far beyond those of his or her
parliamentary colleagues, creates an asymmetrical dynamic among the members
that polarizes the debate and naturally makes it more political, if not
partisan. In general, this has the effect not only of marginalizing the
participation of the Government Members, but also of jeopardizing the chances of
forming enough of a consensus among the committee members as whole for them to
be able to adopt a joint position and, eventually, draft a report containing
comments, conclusions or recommendations.
In contrast, where ministers cannot
sit on a committee, the role of the Government Members tends to become more
meaningful and the status of committee reports as instruments with a potential
for influencing government policy and action is enhanced.
One argument often put forward to
justify having ministers on committees is that their presence is essential if
the public and Members of the legislature are to take an interest in
participating in committee proceedings. In other words, if the ministers were
not there, the proceedings would have less impact and be of little use.
However, as we shall see later, the fact that there are no ministers on Ontario
committees definitely does not discourage the public from participating in
hearings. The data on participation by Members of the legislature set out in
the table demonstrates that the average attendance rate for Members on each of
the Ontario committees is twenty points higher than the rate observed in Quebec
(78.4% attendance versus 58.5% for 1993-94).
From another perspective, it should
be noted that the substitution of committee members was more prevalent in
Ontario than in Quebec, although not to the point of altering the nature of the
membership of each committee. The phenomenon possibly results from the smaller
size of the Ontario committees, which means that the Members who are interested
in a specific topic must resort to this method in order to participate in the
committee’s proceedings. Perhaps it is rather, as in Quebec, a phenomenon that
relates to maintaining a quorum, particularly since in Ontario quorum is a
majority of committee members rather than a third, as is the case in Quebec.
Because of the smaller size of the Ontario committees, however, the latter
hypothesis is less plausible, particularly since there is a section in the
Standing Orders that allows committees to hold public consultations without
having to observe the quorum rule, although no committee sitting can commence
unless a representative from each party is present.
Committee Chairs
The chairs and vice-chairs of
Ontario committees are elected by a simple majority vote of their peers, for
the duration of a session. In comparison, the fact that the chairs and
vice-chairs of Quebec committees are elected by a double majority and have
two-year terms gives them greater legitimacy and more latitude in the long
term, although in practice these advantages are more theoretical than actual.
The chairs of the Ontario
committees are divided among the recognized parliamentary groups, using a
procedure that differs from that in use in Quebec but that ultimately has the
same effect: the two opposition parties chair a number of committees that
reflects the number of seats they hold in the Assembly. The chair of certain
committees is reserved for a particular parliamentary group by right: this is
the case for the Public Accounts Committee, which is chaired by a Member of the
Official Opposition, the Estimates Committee, which is chaired by a Member of
the second opposition, and the Finance and Economic Affairs Committee, which is
chaired by a Government Member. This allocation reflects a desire to allow the
opposition more scope to organize and direct parliamentary supervision of
financial matters. This approach has no equivalent in Quebec, where the chair
of the Commission on the Budget and Administration, the Quebec committee with
the broadest responsibility for financial supervision, has always been held by
a Government Member.
The main functions and powers of
the chairs of the Ontario committees are similar to those of a temporary
chairman of a National Assembly committee [appointed in the absence of the
committee chairman to chair a single sitting]. They ensure that the proceedings
are properly conducted and maintain order; their procedural decisions may be
appealed to the Speaker of the Assembly. They do not take part in votes unless
there is a tie, but they may participate in debate.
The Ontario committee chairs,
unlike their Quebec counterparts, are not responsible for organizing committee
business, nor do they have any recognized leadership role in the discussions.
However, some committee chairs are traditionally given broader powers,
including the chair of the Public Accounts Committee.
The power of Ontario committee
chairs to call meetings is more limited and less discretionary than in Quebec.
The chair may convene the subcommittee on committee business, which actually
organizes committee proceedings, or convene the committee itself when so
directed by a prior decision of the subcommittee. In Quebec, except insofar as
mandates assigned by the Assembly are concerned, the chair of a committee may
exercise very real discretion over calling meetings to deal with mandates
undertaken on the committee’s initiative.
Thus the pivot of autonomy and
initiative in Ontario is constituted by the standing subcommittees on committee
business, rather than by the committee chairs.
Subcommittees on Committee
Business
At its first meeting, each Ontario
standing committee is required to strike a four-member subcommittee on
committee business, composed of the chair of the committee and of a
representative from each of the recognized parties.
The subcommittee meets to prepare
the business of the committee by discussing the procedure to be followed in
respect of each mandate, including those categorized in Quebec as orders of
referral from the Assembly. The subcommittee submits its recommendations to the
committee in a report which may be amended and which is adopted by the
committee by a simple majority vote.
Because of its composition, and the
fact that the chair does not vote, the Government group is in a minority on the
subcommittee, so that the dominance it exercises on the committee itself is
tempered to a certain extent. However, it retains the last word on how the
committee’s business is organized, since the committee may, by a majority vote,
amend or even reject the subcommittee’s proposals.
The subcommittees of the four
sectoral committees have a power of initiative that the other committees do not
have. Under Standing Order 125, any member of one of these four subcommittees
may propose that the committee examine the mandate, management, organization or
operation of a ministry or government agency that falls within its policy
field. If the proposal is adopted by the subcommittee (on which the opposition
has a majority of votes), its report is tabled before the committee and is
deemed to have been adopted by it, and thus has full effect.
The report from the subcommittee
must state the matter to be considered, a timetable and a list of witnesses. No
more than 12 hours may be devoted to the examination of each matter, including
all the stages of the proceedings, from the public hearings phase to the
writing of the report. Such examinations take precedence over all other
business before the committee, with the exception of public bills, but may not
be proposed in the last eight days of a session.
The Ontario model therefore
provides a real opportunity for an opposition party to put an initiative on the
committee’s agenda without necessarily obtaining the agreement of the majority.
Because there are three parties, ad hoc alliances are possible around an
initiative, without the Government group seeing this as threatening its
majority every time.
Of course, this kind of initiative
is very narrow in scope and the potential influence of a dozen hours of work is
not altogether obvious. Nonetheless, the procedure provides an opportunity for
conducting examinations that do not necessarily fall within the Government’s
political agenda, and this undeniably contributes to the independence of the
institution.
It is interesting to note that, in
Quebec, seven of the fifteen mandates undertaken on the initiative of a
committee over the last ten years were completed in less than twelve hours.
In Quebec, when the decisions are
not made by the Assembly itself or by the Government House Leader, or by
agreement between the House Leaders of the different parties, it is up to the
committees themselves, at a working session, to decide by a majority vote or,
as happens more frequently, by a double majority, that they will undertake a
mandate, and to determine the terms and conditions on which it will be carried
out. In these circumstances the Opposition, despite its not insignificant power
to make proposals, has no more than a veto over the conduct of proceedings, as
indeed has the Government group. The steering committee of each Quebec
committee has the power only to specify the terms and conditions on which a
mandate, which in all cases must have been approved by the committee members
representing the Government majority, is carried out.
As a result the Quebec system, in
terms of the power of committees to act autonomously and to undertake mandates
on their own initiative, contains more stringent requirements regarding consent
between the parties than does the Ontario system.